MSRB 1986 Reports
Volume 6, Number 1 (January 1986)
Page 2 Examinations: Application Fee Increased
Page 3 Board Nominations
Page 7 G-12 & G-15: Automated Clearance and Settlement Comments Requested
Page 11 G-26: Customer Account Transfers
Page 13 G-12: Concession Disclosure for Zero Coupon, Compound Interest and Multiplier Securities
Page 15 G-34: Dissemination of CUSIP Numbers & Initial Trade Dates for New Issues, Amendments Filed
Page 17 G-23: Settlement Dates for Transactions in When, As, and If Issued Securities, Amendment Approved
Page 19 G-34 & G-12: CUSIP Number Assignment (G Amendment Approved) (G-12 Interpretation Approved)
Page 21 Comments Requested: Automated Quotation and Transaction Systems
Page 23 G-12: Automated Settlement Involving Multi-Depository Participants
Volume 6, Number 2 (March 1986)
Page 3 DTC Policy Statement on Bearer Securities Made Depository Eligible Between Trade Date and Settlement Date
Page 5 G-17: Disclosure of Uncertain Tax Status of 1986 Issues
Page 7 G-12: and G-15 Confirmation Disclosure Requirements for Callable Securities
Page 9 G-34: Dissemination of CUSIP Numbers and Initial Trade Dates For New Issues Amendment Approved
Page 11 G-11: Disclosure Requirements for Syndicate Managers Amendments Filed
Page 13 G-33: Comments Requested Price Calculations Method for Securities
Page 15 G-15, G-17, G-19: Disclosure of Call Confirmation to Customers
Page 17 G-12: Concession Disclosure for Zero Coupon Securities, Amendment Approved
Page 19 G-7: Information Concerning Associated Persons Amendment Filed
Page 21 G-26: Customer Account Transfers Amendment Approved
Page 23 Persons to Contact at registered Clearing Agencies and Depositories
Volume 6, Number 3 (June 1986)
Page 3 G-12 and G-15: Automated Clearance and Settlement Amendments Withdrawn
Page 7 G-12 and G-15: Confirmation Disclosure Requirements for Taxable Securities Amendments Filed
Page 9 G-12: Disclosure Requirements for Syndicate Managers, Amendment Approved
Page 11 G-7: Amendment Approved Information Concerning Associated Persons
Volume 6, Number 4 (September 1986)
Page 3 G-15: Disclosures of Call Features to Customers: Comments Requested
Page 5 G-8: Record keeping Requirements for Suitability Information Comments Requested
Page 7 G-12: Open Inter-Dealer Transactions Comments Requested
Page 9 G-12: and G-15 Confirmation Disclosure Requirements for Taxable Securities
Page 11 CUSIP Service Bureau
Page 13 Price Calculation for Securities with an Initial Non-Interest Paying Period
Page 15 G-23: Q & A’s Activities of Financial Advisors
Page 17 G-32: Q & A’s Disclosure Requirements for New Issue Securities
Page 21 G-26: Customer Account Transfers, Amendment Filed
Page 25 G-35: Arbitration Amendments Approved
Page 27 Letters of Interpretations: G-17, G-12 & G-15: Disclosure of Pricing- Calculating the Dollar Price of Partially Pre-refunded Bonds
Page 28 G-15: Callable Securities Pricing to Mandatory Sinking Fund Calls
Volume 6, Number 5 (October 1986)
Page 5 Taxable Securities Q & A’s concerning the application of Board rules to taxable municipal securities
Page 7 G-12 & G-15: Interpretation Definition of “Publication Date” of a Notice of Call
Page 9 G-12: Delivery and Reclamation of Called Securities Q & A’s
Page 13 G-12 & G-15: Confirmation Disclosure Requirements for Callable Securities Q & A’s
Page 15 G-8: Interpretation Maintenance of Dealer Records by Clearing Agents
Page 2 Examinations: Application Fee Increased
Page 3 Board Nominations
Page 7 G-12 & G-15: Automated Clearance and Settlement Comments Requested
Page 11 G-26: Customer Account Transfers
Page 13 G-12: Concession Disclosure for Zero Coupon, Compound Interest and Multiplier Securities
Page 15 G-34: Dissemination of CUSIP Numbers & Initial Trade Dates for New Issues, Amendments Filed
Page 17 G-23: Settlement Dates for Transactions in When, As, and If Issued Securities, Amendment Approved
Page 19 G-34 & G-12: CUSIP Number Assignment (G Amendment Approved) (G-12 Interpretation Approved)
Page 21 Comments Requested: Automated Quotation and Transaction Systems
Page 23 G-12: Automated Settlement Involving Multi-Depository Participants
Volume 6, Number 2 (March 1986)
Page 3 DTC Policy Statement on Bearer Securities Made Depository Eligible Between Trade Date and Settlement Date
Page 5 G-17: Disclosure of Uncertain Tax Status of 1986 Issues
Page 7 G-12: and G-15 Confirmation Disclosure Requirements for Callable Securities
Page 9 G-34: Dissemination of CUSIP Numbers and Initial Trade Dates For New Issues Amendment Approved
Page 11 G-11: Disclosure Requirements for Syndicate Managers Amendments Filed
Page 13 G-33: Comments Requested Price Calculations Method for Securities
Page 15 G-15, G-17, G-19: Disclosure of Call Confirmation to Customers
Page 17 G-12: Concession Disclosure for Zero Coupon Securities, Amendment Approved
Page 19 G-7: Information Concerning Associated Persons Amendment Filed
Page 21 G-26: Customer Account Transfers Amendment Approved
Page 23 Persons to Contact at registered Clearing Agencies and Depositories
Volume 6, Number 3 (June 1986)
Page 3 G-12 and G-15: Automated Clearance and Settlement Amendments Withdrawn
Page 7 G-12 and G-15: Confirmation Disclosure Requirements for Taxable Securities Amendments Filed
Page 9 G-12: Disclosure Requirements for Syndicate Managers, Amendment Approved
Page 11 G-7: Amendment Approved Information Concerning Associated Persons
Volume 6, Number 4 (September 1986)
Page 3 G-15: Disclosures of Call Features to Customers: Comments Requested
Page 5 G-8: Record keeping Requirements for Suitability Information Comments Requested
Page 7 G-12: Open Inter-Dealer Transactions Comments Requested
Page 9 G-12: and G-15 Confirmation Disclosure Requirements for Taxable Securities
Page 11 CUSIP Service Bureau
Page 13 Price Calculation for Securities with an Initial Non-Interest Paying Period
Page 15 G-23: Q & A’s Activities of Financial Advisors
Page 17 G-32: Q & A’s Disclosure Requirements for New Issue Securities
Page 21 G-26: Customer Account Transfers, Amendment Filed
Page 25 G-35: Arbitration Amendments Approved
Page 27 Letters of Interpretations: G-17, G-12 & G-15: Disclosure of Pricing- Calculating the Dollar Price of Partially Pre-refunded Bonds
Page 28 G-15: Callable Securities Pricing to Mandatory Sinking Fund Calls
Volume 6, Number 5 (October 1986)
Page 5 Taxable Securities Q & A’s concerning the application of Board rules to taxable municipal securities
Page 7 G-12 & G-15: Interpretation Definition of “Publication Date” of a Notice of Call
Page 9 G-12: Delivery and Reclamation of Called Securities Q & A’s
Page 13 G-12 & G-15: Confirmation Disclosure Requirements for Callable Securities Q & A’s
Page 15 G-8: Interpretation Maintenance of Dealer Records by Clearing Agents
