MSRB 1987 Reports
Volume 7, Number 1 (January 1987)
Page 7 G-10: Delivery of Investor Brochure
Page 11 SEC Release on Voluntary Minimum Standards for Processing Calls of Securities
Page 17 Notice on Structuring New Issues
Page 19 G-12, G-15: Confirmation Disclosure of Securities Subject to Alternative Minimum Tax Amendments Filed
Page 19 G-17: Interpretation Confirmation Disclosure of Securities Subject to Alternative Minimum Tax
Page 21 G-12 & G-15: Confirmation Disclosure of Securities Eligible for Bank Deductibility, Comments Requested
Page 23 G-8: Record keeping Requirements for Suitability Information Amendment Filed
Page 25 G-12: Interest Payment claim Processing for Book-Entry Deliveries Amendment Filed
Page 27 G-12: Open Inter-Dealer Transactions Summary of Comments
Page 29 G-26: Customer Account Transfers Amendments Approved
Volume 7, Number 2 (March 1987)
Page 3 Providing Information of New Issue Securities
Page 5 G-11 & G-17: Syndicate Expenses that Appear Excessive
Page 7 G-32: Summary & Q & A’s The Board seeks better compliance with the new issue disclosure requirements of rule G-32
Page 15 G-34: Comments Requested: CUSIP Numbers for Secondary Market Securities
Page 17 Underwriting Period for Sole Underwriters Comments Requested
Page 19 Letter to PSA on Issuers Calling Escrowed-to-Maturity Bonds
Page 21 G-12: Confirmation Disclosure of Securities Subject to the Alternative Minimum Tax Amendments Approved, Interpretation G-17
Page 23 G-8: Record keeping Requirements for Suitability Information Amendment Approved
Page 25 G-12: Interest Payment Claim Procedure for Book-Entry Deliveries Amendment Approved G-12
Page 27 G-17: Interpretation Failure to Submit to Arbitration
Page 29 Letters of Interpretation: G-3 Qualifications Status G-3 Definition of a Municipal Securities Principal
Page 31 New Edition of Representative Exam Study Outline
Volume 7, Number 3 (June 1987)
Page 3 G-15: Delivery of Official Statements in Secondary Market Transactions Comments Requested
Page 7 G-12 & G-15: Book Entry Delivery of Same-Day Funds Securities Amendments Filed
Page 9 G-12 & G-15: Delivery of Securities Issuable in Bearer and Registered Form Comments Requested
Page 11 SEC Release on Zero-Coupon Securities
Page 15 G-12 & G-15: confirmation Disclosure of Securities Eligible for Bank Deductibility Amendments withdrawn
Page 17 Delivery of Investor Brochure
Page 19 A-13: Decrease in Underwriting Assessment Fee
Volume 7, Number 4 (September 1987)
Page 3 G-17, G-12, G-15: Escrowed-To-Maturity Securities, Interpretations
Page 5 G-10 Delivery of Investor Brochure: Amendment Approved
Page 7 G-34: CUSIP Numbers for Secondary market Securities, Amendment filed
Page 11 G-12 & G-24: Book-Entry Delivery of same day fund securities, amendment approved
Page 13 A-16: Arbitration Fees Amendment Approved
Page 15 G-8, G-12, G-15 & G-19: Miscellaneous Technical, Amendments Filed
Volume 7, Number 5 (November 1987)
Page 3 G-12 and G-15: Delivery of Interchangeable Securities, Amendments Filed
Page 7 G-12 and G-15: Confirmation of Disclosure of Book-Entry-Only Securities, Comments Requested
Page 9 G-19: Letter of Interpretation, Disclosure of Uncertain Tax Status of Market Discount Securities
Page 11 G-32: Sole Underwriting Period, Amendment Filed
Page 13 G-34: CUSIP Numbers for Secondary Securities Amendment Approved
Page 15 G-8, G-9, G-12 and G-15: Miscellaneous Technical Amendments Approved
Page 7 G-10: Delivery of Investor Brochure
Page 11 SEC Release on Voluntary Minimum Standards for Processing Calls of Securities
Page 17 Notice on Structuring New Issues
Page 19 G-12, G-15: Confirmation Disclosure of Securities Subject to Alternative Minimum Tax Amendments Filed
Page 19 G-17: Interpretation Confirmation Disclosure of Securities Subject to Alternative Minimum Tax
Page 21 G-12 & G-15: Confirmation Disclosure of Securities Eligible for Bank Deductibility, Comments Requested
Page 23 G-8: Record keeping Requirements for Suitability Information Amendment Filed
Page 25 G-12: Interest Payment claim Processing for Book-Entry Deliveries Amendment Filed
Page 27 G-12: Open Inter-Dealer Transactions Summary of Comments
Page 29 G-26: Customer Account Transfers Amendments Approved
Volume 7, Number 2 (March 1987)
Page 3 Providing Information of New Issue Securities
Page 5 G-11 & G-17: Syndicate Expenses that Appear Excessive
Page 7 G-32: Summary & Q & A’s The Board seeks better compliance with the new issue disclosure requirements of rule G-32
Page 15 G-34: Comments Requested: CUSIP Numbers for Secondary Market Securities
Page 17 Underwriting Period for Sole Underwriters Comments Requested
Page 19 Letter to PSA on Issuers Calling Escrowed-to-Maturity Bonds
Page 21 G-12: Confirmation Disclosure of Securities Subject to the Alternative Minimum Tax Amendments Approved, Interpretation G-17
Page 23 G-8: Record keeping Requirements for Suitability Information Amendment Approved
Page 25 G-12: Interest Payment Claim Procedure for Book-Entry Deliveries Amendment Approved G-12
Page 27 G-17: Interpretation Failure to Submit to Arbitration
Page 29 Letters of Interpretation: G-3 Qualifications Status G-3 Definition of a Municipal Securities Principal
Page 31 New Edition of Representative Exam Study Outline
Volume 7, Number 3 (June 1987)
Page 3 G-15: Delivery of Official Statements in Secondary Market Transactions Comments Requested
Page 7 G-12 & G-15: Book Entry Delivery of Same-Day Funds Securities Amendments Filed
Page 9 G-12 & G-15: Delivery of Securities Issuable in Bearer and Registered Form Comments Requested
Page 11 SEC Release on Zero-Coupon Securities
Page 15 G-12 & G-15: confirmation Disclosure of Securities Eligible for Bank Deductibility Amendments withdrawn
Page 17 Delivery of Investor Brochure
Page 19 A-13: Decrease in Underwriting Assessment Fee
Volume 7, Number 4 (September 1987)
Page 3 G-17, G-12, G-15: Escrowed-To-Maturity Securities, Interpretations
Page 5 G-10 Delivery of Investor Brochure: Amendment Approved
Page 7 G-34: CUSIP Numbers for Secondary market Securities, Amendment filed
Page 11 G-12 & G-24: Book-Entry Delivery of same day fund securities, amendment approved
Page 13 A-16: Arbitration Fees Amendment Approved
Page 15 G-8, G-12, G-15 & G-19: Miscellaneous Technical, Amendments Filed
Volume 7, Number 5 (November 1987)
Page 3 G-12 and G-15: Delivery of Interchangeable Securities, Amendments Filed
Page 7 G-12 and G-15: Confirmation of Disclosure of Book-Entry-Only Securities, Comments Requested
Page 9 G-19: Letter of Interpretation, Disclosure of Uncertain Tax Status of Market Discount Securities
Page 11 G-32: Sole Underwriting Period, Amendment Filed
Page 13 G-34: CUSIP Numbers for Secondary Securities Amendment Approved
Page 15 G-8, G-9, G-12 and G-15: Miscellaneous Technical Amendments Approved
