MSRB 1991 Reports
Volume 11, Number 1 (March 1991)
Page 3 G-15: Disclosure to Customers of RemunerationPage 5 G-23: Activities of Financial Advisors, Amendments Filed
Page 7 A-14 & A-15: Annual Fee and Dealer Notification of Change in Status
Page 7 A-14 & A-15: Amendments Filed
Page 9 Securities that Prepay Principal
Page 11 Supervisory Requirements Regarding Insider Information
Volume 11, Number 2 (June 1991)
Page 3 Municipal Securities Information Library System, Facility ApprovedPage 5 G-36 & G-8: Delivery of Advance Refunding Documents to the Board
Page 13 A-13: Underwriting Assessment Fee Increase Amendment Filed
Page 15 G-23: Activities of Financial Advisors, Amendment Approved
Page 17 G-35 & A-16: Arbitration Changes, Amendments Filed
Page 25 G-4: Statutory Disqualifications Amendments Filed
Volume 11, Number 3 (September 1991)
Page 3 G-12 & G-15: Automated Clearance and Settlement, Comments RequestedPage 11 G-37: Political Contributions Notice
Page 13 G-23: Disclosure to Customers of Remuneration, Amendment Filed
Page 15 G-23: Activities of Financial Advisors, Amendment Filed
Page 17 G-35: Arbitration Changes, Amendment Approved
Page 25 G-15: (a) Letter of Interpretation, Disclosure of the Investment of bond proceeds
Page 27 G-4: Statutory Disqualifications, Amendment Approved
