This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
Firm Name | MSRB ID Sort descending | State | Registrant Type |
---|---|---|---|
Landolt Securities, Inc. | A3899 | IL | Broker Dealer |
American Wealth Management Inc | A3901 | GA | Broker Dealer |
Stifel Independent Advisors, LLC | A3914 | MO | Broker Dealer |
Investment Placement Group | A3944 | CA | Broker Dealer |
Zions Direct, Inc. | A3962 | UT | Broker Dealer |
Belle Haven Investments, LP | A3977 | NY | Broker Dealer |
Grodsky Associates, Inc. | A3985 | NJ | Broker Dealer |
Bankoh Investment Services, Inc. | A3988 | HI | Broker Dealer |
Coker & Palmer, Inc. | A3989 | MS | Broker Dealer |
Capital Portfolio Management, Inc | A4008 | MD | Broker Dealer |
Noble Capital Markets, Inc. | A4017 | FL | Broker Dealer |
Commerce Brokerage Services, Inc | A4039 | MO | Broker Dealer |
Continental Investor Services | A4047 | WA | Broker Dealer |
First Brokers Securities, LLC | A4066 | NJ | Broker Dealer |
L.J. Hart & Company | A4071 | MO | Broker Dealer/Municipal Advisor |
Nancy Barron & Associates Inc. | A4075 | KY | Broker Dealer |
International Assets Advisory, LLC | A4089 | FL | Broker Dealer |
Hunter Associates, LLC | A4099 | PA | Broker Dealer |
Melvin Securities, LLC | A4105 | IL | Broker Dealer/Municipal Advisor |
Oriental Financial Services LLC | A4113 | PR | Broker Dealer |
Regional Brokers, Inc. | A4118 | PA | Broker Dealer |
Andrew Garrett Inc. | A4131 | NY | Broker Dealer |
Principal Securities, Inc. | A4144 | IA | Broker Dealer |
OFG Financial Services, Inc. | A4154 | KS | Broker Dealer |
Triad Advisors, LLC. | A4165 | GA | Broker Dealer |