This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
Firm Name | MSRB ID Sort ascending | State | Registrant Type |
---|---|---|---|
TD Private Client Wealth LLC | A7285 | NY | Broker Dealer |
HB Securities, LLC | A7281 | CA | Broker Dealer |
Apex Clearing Corporation | A7272 | TX | Broker Dealer |
Raymond James (USA) Ltd. | A7269 | BC | Broker Dealer |
TCFG Wealth Management, LLC | A7268 | CA | Broker Dealer |
Hartford Funds Distributors, LLC | A7266 | PA | Broker Dealer |
MCG Securities LLC | A7264 | PA | Broker Dealer |
Allied Millennial Partners, LLC | A7258 | NY | Broker Dealer |
RBC CMA LLC | A7254 | NY | Broker Dealer |
Cabot Lodge Securities LLC | A7244 | IL | Broker Dealer |
Benchmark Securities LLC | A7242 | FL | Broker Dealer |
Security Capital Brokerage, Inc. | A7241 | GA | Broker Dealer |
Brownstone Investment Group, LLC | A7236 | NY | Broker Dealer |
PHX Financial, Inc. | A7227 | NY | Broker Dealer |
Dealerweb Inc. | A7211 | NJ | Broker Dealer |
Concorde Investment Services LLC | A7202 | MI | Broker Dealer |
VOYA INVESTMENTS DISTRIBUTOR, LLC | A7201 | CT | Broker Dealer |
Capital Research Brokerage Services, LLC | A7189 | CA | Broker Dealer |
Peak Brokerage Services, LLC | A7188 | FL | Broker Dealer |
LINCOLN DOUGLAS INVESTMENTS, LLC | A7179 | OH | Broker Dealer |
Aurora Securities Inc | A7175 | MI | Broker Dealer |
LPS Capital LLC | A7167 | NY | Broker Dealer |
Potomac Investment Co | A7162 | FL | Broker Dealer |
Fortune Financial Services, Inc. | A7147 | PA | Broker Dealer |
MSEC, LLC | A7142 | KS | Broker Dealer |