This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
Firm Name | MSRB ID | State Sort descending | Registrant Type |
---|---|---|---|
Investment Planners, Inc. | A5065 | IL | Broker Dealer |
Performance Trust Capital Partners, LLC | A4481 | IL | Broker Dealer |
Advantage Securities LLC | A6855 | IL | Broker Dealer |
PMA Securities, LLC | A4912 | IL | Broker Dealer/Municipal Advisor |
James T. Borello & Co. | A6140 | IL | Broker Dealer |
Jones Lang LaSalle Securities, LLC | A7377 | IL | Broker Dealer/Municipal Advisor |
PTI Securities & Futures, L.P. | A5779 | IL | Broker Dealer |
Andes Capital Group, LLC | A6670 | IL | Broker Dealer |
Aon Securities LLC | A6138 | IL | Broker Dealer |
AOS, Inc. | A6577 | IL | Broker Dealer |
Regal Securities, Inc. | A2014 | IL | Broker Dealer |
Arbor Research & Trading, LLC | A7075 | IL | Broker Dealer |
Arete Wealth Management, LLC | A6910 | IL | Broker Dealer |
Landolt Securities, Inc. | A3899 | IL | Broker Dealer |
LaSalle St. Securities, LLC | A0859 | IL | Broker Dealer |
Romano Brothers & Company | A1214 | IL | Broker Dealer |
William Blair & Company, L.L.C. | A0147 | IL | Broker Dealer |
Rothschild Investment LLC | A1231 | IL | Broker Dealer |
Lenox Financial Services, Inc. | A4502 | IL | Broker Dealer |
Wintrust Investments, LLC | A0692 | IL | Broker Dealer |
Lincoln Financial Advisors Corporation | A2842 | IN | Broker Dealer |
Sanctuary Securities, Inc. | A1061 | IN | Broker Dealer |
Lincoln Financial Securities Corporation | A0269 | IN | Broker Dealer |
SCH Enterprises, Inc. | A6961 | IN | Broker Dealer |
Sycamore Financial Group | A1768 | IN | Broker Dealer |