This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name | MSRB ID | State Sort descending | Registrant Type |
|---|---|---|---|
| Western Growers Financial Services | A6230 | CA | Broker Dealer |
| Western International Sec.,Inc. | A4767 | CA | Broker Dealer |
| Farmers Financial Solutions, LLC | A5857 | CA | Broker Dealer |
| Robert Blum Municipals, Inc. | A4721 | CA | Broker Dealer |
| Robertson Stephens Capital Markets, LLC | A7531 | CA | Broker Dealer |
| WestPark Capital, Inc. | A6144 | CA | Broker Dealer |
| Avisen Wealth Management, Inc. | A6362 | CA | Broker Dealer |
| AW Securities | A6871 | CA | Broker Dealer |
| B. B. Graham & Co., Inc. | A5498 | CA | Broker Dealer |
| Finance 500, Inc. | A4729 | CA | Broker Dealer |
| B. Riley Securities, Inc. | A7477 | CA | Broker Dealer |
| Backstrom McCarley Berry & Co., LLC | A6298 | CA | Broker Dealer/Municipal Advisor |
| S.L. Reed & Company | A6330 | CA | Broker Dealer |
| Financial Sense Securities, Inc. | A5582 | CA | Broker Dealer |
| Financial Telesis Inc. | A5874 | CA | Broker Dealer |
| World Capital Brokerage, Inc. | A5796 | CO | Broker Dealer |
| Bear Creek Securities, LLC | A6759 | CO | Broker Dealer |
| Mainline West Municipal Securities, LLC | A6935 | CO | Broker Dealer |
| Geneos Wealth Management, Inc. | A6087 | CO | Broker Dealer |
| Gill Capital Partners, LLC | A1819 | CO | Broker Dealer |
| Sovereign Global Advisors, LLC | A7429 | CO | Broker Dealer |
| GVC Capital LLC | A6029 | CO | Broker Dealer |
| Empower Financial Services, Inc. | A7517 | CO | Broker Dealer |
| Harvestons Securities, Inc. | A4382 | CO | Broker Dealer |
| Cascade Investment Group, Inc. | A4434 | CO | Broker Dealer |
