This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
Firm Name | MSRB ID | State | Registrant Type Sort descending |
---|---|---|---|
Rogan & Associates, Inc. | A6032 | FL | Broker Dealer |
AW Securities | A6871 | CA | Broker Dealer |
Fidelity Brokerage Services LLC | A0463 | RI | Broker Dealer |
LB Fisher & Company | A2841 | TX | Broker Dealer |
Romano Brothers & Company | A1214 | IL | Broker Dealer |
Axiom Capital Management Inc, | A3696 | NY | Broker Dealer |
Fidelity Distributors Company LLC | A5752 | RI | Broker Dealer |
Lebenthal Financial Services, Inc. | A6731 | NY | Broker Dealer |
William Blair & Company, L.L.C. | A0147 | IL | Broker Dealer |
AXOS CLEARING LLC | A5948 | NE | Broker Dealer |
Dominari Securities LLC | A3290 | NY | Broker Dealer |
Leigh Baldwin & Co., LLC | A4752 | NY | Broker Dealer |
Rothschild Investment LLC | A1231 | IL | Broker Dealer |
Wilmington Capital Securities, LLC | A6874 | NY | Broker Dealer |
Axos Invest LLC | A7563 | NV | Broker Dealer |
Osaic Wealth, Inc. | A3249 | NJ | Broker Dealer |
Wilson Parker Connally Stephenson Inc | A2197 | TX | Broker Dealer |
B. B. Graham & Co., Inc. | A5498 | CA | Broker Dealer |
Finance 500, Inc. | A4729 | CA | Broker Dealer |
Lenox Financial Services, Inc. | A4502 | IL | Broker Dealer |
Russell Investments Implementation Services, LLC. | A6238 | WA | Broker Dealer |
Wilson-Davis & Co., Inc. | A3338 | UT | Broker Dealer |
B. Riley Securities, Inc. | A7477 | CA | Broker Dealer |
Lesko Securities, Inc. | A5322 | NY | Broker Dealer |
Windmill Group, Inc.(The) | A2507 | NY | Broker Dealer |