This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name | MSRB ID Sort descending | State | Registrant Type |
|---|---|---|---|
| Blakeslee & Blakeslee Inc. | A3616 | CA | Broker Dealer |
| LEVEL FOUR FINANCIAL, LLC | A3627 | TX | Broker Dealer |
| Estrada Hinojosa & Co., Inc. | A3631 | TX | Broker Dealer/Municipal Advisor |
| Tocqueville Securities L.P. | A3638 | NY | Broker Dealer |
| PeachCap Securities, Inc. | A3649 | GA | Broker Dealer |
| Sauer, Dazey Investment Company | A3653 | MO | Broker Dealer |
| AMERICAN ENTERPRISE INVESTMENT SERVICES INC. | A3666 | MN | Broker Dealer |
| Taylor Securities, Inc. | A3674 | TN | Broker Dealer |
| Multi-Bank Securities, Inc. | A3678 | MI | Broker Dealer/Municipal Advisor |
| Oakwood Capital Securities, Inc | A3682 | MN | Broker Dealer |
| TFS Securities, Inc. | A3684 | NJ | Broker Dealer |
| Alamo Capital | A3686 | CA | Broker Dealer |
| Axiom Capital Management Inc, | A3696 | NY | Broker Dealer |
| JW Korth & Company | A3698 | MI | Broker Dealer |
| US Securities Int'l, Corp | A3712 | NY | Broker Dealer |
| Wells Fargo Clearing Services, LLC | A3741 | MO | Broker Dealer |
| Buttonwood Partners, Inc. | A3743 | WI | Broker Dealer |
| Brean Capital, LLC. | A3814 | NY | Broker Dealer |
| Transamerica Financial Advisors, Inc. | A3831 | FL | Broker Dealer |
| Lombard Securities Inc. | A3836 | MD | Broker Dealer |
| Chapin Davis, Inc. | A3840 | MD | Broker Dealer |
| Starshak Winzenburg & Co | A3857 | IL | Broker Dealer/Municipal Advisor |
| Academy Securities, Inc. | A3858 | NY | Broker Dealer |
| Oak Tree Securities, Inc. | A3870 | CA | Broker Dealer |
| First Trust Portfolios L.P. | A3898 | IL | Broker Dealer |
