This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name Sort descending | MSRB ID | State | Registrant Type |
|---|---|---|---|
| Purshe Kaplan Sterling Investments | A4549 | NY | Broker Dealer |
| Putnam Retail Management Limited Partnership | A5665 | MA | Broker Dealer |
| PWA Securities, LLC | A7608 | FL | Broker Dealer |
| Quincy Cass Associates, Inc. | A1157 | CA | Broker Dealer |
| Quint Capital Corporation | A7474 | NY | Broker Dealer |
| Quoin Capital LLC | A6847 | PA | Broker Dealer |
| R. Seelaus & Co., LLC | A1887 | NJ | Broker Dealer |
| R.M. Duncan Securities, Inc. | A3333 | AR | Broker Dealer |
| R.M. Stark & Co., Inc. | A4590 | FL | Broker Dealer |
| Raymond James & Assoc., Inc. | A1172 | FL | Broker Dealer/Municipal Advisor |
| Raymond James (USA) Ltd. | A7269 | BC | Broker Dealer |
| Raymond James Financial Svcs. Inc. | A0717 | FL | Broker Dealer |
| RBC Capital Markets, LLC | A4258 | NY | Broker Dealer/Municipal Advisor |
| RBC CMA LLC | A7254 | NY | Broker Dealer |
| RCX Capital Group, LLC | A7592 | TX | Broker Dealer |
| Realta Equities, Inc. | A3303 | DE | Broker Dealer |
| Regal Securities, Inc. | A2014 | IL | Broker Dealer |
| Regional Brokers, Inc. | A4118 | PA | Broker Dealer |
| Register Financial Associates, Inc. | A4320 | GA | Broker Dealer |
| Regulus Financial Group, LLC | A7338 | MI | Broker Dealer |
| Revere Securities LLC | A2725 | NY | Broker Dealer |
| REVL Securities LLC | A7484 | PA | Broker Dealer |
| RF Lafferty and Co., Inc. | A0862 | NY | Broker Dealer |
| Rhodes Securities, Inc. | A2796 | TX | Broker Dealer |
| RICE FINANCIAL PRODUCTS COMPANY | A2966 | TN | Broker Dealer |
