This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name | MSRB ID | State | Registrant Type Sort descending |
|---|---|---|---|
| Wedbush Securities Inc. | A1436 | CA | Broker Dealer |
| APW Capital, Inc. | A5503 | NJ | Broker Dealer |
| Equitable Advisors LLC. | A2690 | NY | Broker Dealer |
| Kimelman & Baird, LLC | A0835 | NY | Broker Dealer |
| Regional Brokers, Inc. | A4118 | PA | Broker Dealer |
| Weitzel Financial Services, Inc. | A7345 | IA | Broker Dealer |
| Arbor Research & Trading, LLC | A7075 | IL | Broker Dealer |
| Equity Services, Inc. | A2272 | VT | Broker Dealer |
| Kingswood CAPITAL PARTNERS, LLC | A7502 | CA | Broker Dealer |
| Register Financial Associates, Inc. | A4320 | GA | Broker Dealer |
| Wellington Shields & Co., LLC | A7053 | NY | Broker Dealer |
| ARCADIA SECURITIES LLC | A7381 | NY | Broker Dealer |
| ESL Investment Services, LLC | A6751 | NY | Broker Dealer |
| Regulus Financial Group, LLC | A7338 | MI | Broker Dealer |
| Wells Fargo Advisors Financial Network, LLC | A2353 | MO | Broker Dealer |
| Arete Wealth Management, LLC | A6910 | IL | Broker Dealer |
| Essex Securities LLC | A6248 | NJ | Broker Dealer |
| Revere Securities LLC | A2725 | NY | Broker Dealer |
| Arive Capital Markets LLC | A1178 | NY | Broker Dealer |
| Kovack Securities, Inc. | A5250 | FL | Broker Dealer |
| REVL Securities LLC | A7484 | PA | Broker Dealer |
| Wells Fargo Clearing Services, LLC | A3741 | MO | Broker Dealer |
| ETC Brokerage Services, LLC | A6980 | OH | Broker Dealer |
| KR Securities, LLC | A5374 | NJ | Broker Dealer |
| RF Lafferty and Co., Inc. | A0862 | NY | Broker Dealer |
