This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name | MSRB ID Sort descending | State | Registrant Type |
|---|---|---|---|
| Regulus Financial Group, LLC | A7338 | MI | Broker Dealer |
| DFPG Investments LLC | A7339 | UT | Broker Dealer |
| Weitzel Financial Services, Inc. | A7345 | IA | Broker Dealer |
| Copper Financial | A7346 | KS | Broker Dealer |
| Millington Investments, LLC | A7348 | IL | Broker Dealer |
| Boreal Capital Securities, LLC | A7349 | FL | Broker Dealer |
| Safra Securities LLC | A7350 | NY | Broker Dealer |
| TD Securities Automated Trading, LLC | A7353 | IL | Broker Dealer |
| FHN Financial Securities Corp | A7363 | TN | Broker Dealer |
| Northern Lights Distributors, LLC | A7368 | NE | Broker Dealer |
| Lion Street Financial, LLC | A7372 | TX | Broker Dealer |
| Jones Lang LaSalle Securities, LLC | A7377 | IL | Broker Dealer/Municipal Advisor |
| W&S Brokerage Services, Inc. | A7380 | OH | Broker Dealer |
| ARCADIA SECURITIES LLC | A7381 | NY | Broker Dealer |
| TIGRESS FINANCIAL PARTNERS LLC | A7385 | NY | Broker Dealer |
| CGA Securities LLC | A7387 | MD | Broker Dealer |
| Westco Investment Corp. | A7392 | NY | Broker Dealer |
| Mizuho Securities USA LLC | A7394 | NY | Broker Dealer |
| Wealthfront Brokerage LLC | A7401 | CA | Broker Dealer |
| TE Laird Securities, LLC | A7405 | MN | Broker Dealer |
| Tribal Capital Markets, LLC | A7406 | NY | Broker Dealer |
| Carnes Capital Corporation | A7407 | FL | Broker Dealer |
| Craft Capital Management LLC | A7408 | NY | Broker Dealer |
| Monere Investments, Inc. | A7411 | IL | Broker Dealer |
| Bankers Life Securities Inc. | A7412 | IL | Broker Dealer |
