Back to top

This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.

Find a Firm
Show results
Firm Name MSRB ID Sort descending State Registrant Type
ARK Global LLC A7413 NY Broker Dealer/Municipal Advisor
JOSEPH STONE CAPITAL, LLC A7417 NY Broker Dealer
Institutional Bond Network LLC. A7419 CA Broker Dealer/Municipal Advisor
Wharton MidMarket Securities Inc. A7421 CT Broker Dealer
MORETON CAPITAL MARKETS, LLC A7424 UT Broker Dealer
Paulson Investment LLC A7428 OR Broker Dealer
Sovereign Global Advisors, LLC A7429 CO Broker Dealer
Coldstream Securities, Inc. A7432 WA Broker Dealer
YR Securities LLC A7434 VA Broker Dealer
Flow Traders U.S., LLC A7440 NY Broker Dealer
STONECREST CAPITAL MARKETS, INC. A7441 TX Broker Dealer
MCAP LLC A7442 NY Broker Dealer
Honey Badger Investment Securities, LLC A7448 CA Broker Dealer
Apexus Capital LLC A7449 CA Broker Dealer
nabSecurities, LLC A7453 NY Broker Dealer
ViewTrade Securities, Inc. A7456 FL Broker Dealer
PENSIONMARK SECURITIES, LLC. A7459 CA Broker Dealer
State Street Global Markets, LLC A7460 MA Broker Dealer
Halo Securities, LLC A7463 IL Broker Dealer
Zeus Financial, LLC A7464 FL Broker Dealer
Mirae Asset Securities (USA) Inc. A7465 NY Broker Dealer
VISIONS ANALYSIS LLC A7466 NY Broker Dealer
ANOS Capital, LLC. A7467 NY Broker Dealer
Arkadios Capital A7471 GA Broker Dealer
First Southern, LLC, A7472 PR Broker Dealer