This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name | MSRB ID Sort ascending | State | Registrant Type |
|---|---|---|---|
| Piper Sandler & Co. | A1126 | MN | Broker Dealer/Municipal Advisor |
| UBS Financial Services | A1091 | NJ | Broker Dealer |
| Fifth Third Securities, Inc. | A1070 | OH | Broker Dealer/Municipal Advisor |
| Nuveen Securities, LLC | A1062 | IL | Broker Dealer |
| Sanctuary Securities, Inc. | A1061 | IN | Broker Dealer |
| Neuberger Berman BD LLC | A1039 | NY | Broker Dealer |
| Nestlerode & Loy, Inc. | A1038 | PA | Broker Dealer |
| Martin Nelson & Co., Inc. | A1037 | WA | Broker Dealer |
| Garrett Nagle & Co., Inc. | A1036 | MA | Broker Dealer |
| Morgan Stanley & Co. LLC | A1012 | NY | Broker Dealer |
| Moors & Cabot, Inc. | A1007 | MA | Broker Dealer/Municipal Advisor |
| The GMS Group, LLC | A1006 | NJ | Broker Dealer/Municipal Advisor |
| Monness, Crespi, Hardt & Co., | A1000 | NY | Broker Dealer |
| SecureVest Financial Group, Inc. | A0998 | NJ | Broker Dealer |
| Mesirow Financial Inc | A0980 | IL | Broker Dealer/Municipal Advisor |
| Merrill Lynch, Pierce, Fenner | A0976 | NY | Broker Dealer |
| KeyBanc Capital Markets Inc. | A0953 | OH | Broker Dealer/Municipal Advisor |
| World First Financial Services, Inc. | A0932 | NY | Broker Dealer |
| VM Manning & Co. | A0923 | SC | Broker Dealer |
| David Lerner Associates, Inc | A0887 | NY | Broker Dealer |
| B. Riley Wealth Management | A0877 | TN | Broker Dealer |
| Deutsche Bank Securities Inc. | A0869 | NY | Broker Dealer |
| RF Lafferty and Co., Inc. | A0862 | NY | Broker Dealer |
| Ladenburg Thalmann & Co., Inc | A0860 | NY | Broker Dealer |
| LaSalle St. Securities, LLC | A0859 | IL | Broker Dealer |
