This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name | MSRB ID | State Sort ascending | Registrant Type |
|---|---|---|---|
| Cetera Advisor Networks LLC | A1673 | CA | Broker Dealer |
| Higgins Capital Management, Inc. | A5061 | CA | Broker Dealer |
| Honey Badger Investment Securities, LLC | A7448 | CA | Broker Dealer |
| NI Advisors Inc. | A7118 | CA | Broker Dealer |
| City National Securities, Inc. | A5564 | CA | Broker Dealer |
| Imperial Capital, LLC | A5148 | CA | Broker Dealer |
| Oak Tree Securities, Inc. | A3870 | CA | Broker Dealer |
| Independent Financial Group, LLC | A0606 | CA | Broker Dealer |
| Infinity Financial Services | A6883 | CA | Broker Dealer |
| Signature Estate Securities, LLC. | A6020 | CA | Broker Dealer |
| Institutional Bond Network LLC. | A7419 | CA | Broker Dealer/Municipal Advisor |
| Integral Financial LLC | A6690 | CA | Broker Dealer |
| Penserra Securities LLC | A6983 | CA | Broker Dealer |
| Investment Placement Group | A3944 | CA | Broker Dealer |
| PENSIONMARK SECURITIES, LLC. | A7459 | CA | Broker Dealer |
| Investment Security Corporation | A7299 | CA | Broker Dealer |
| U.S. Bancorp Advisors, LLC | A1847 | CA | Broker Dealer |
| Crown Capital Securities, L.P. | A5423 | CA | Broker Dealer |
| J K Financial Services, Inc. | A6948 | CA | Broker Dealer |
| Alamo Capital | A3686 | CA | Broker Dealer |
| CUSO Financial Services, LP | A4995 | CA | Broker Dealer |
| PlanMember Securities Corp. | A5799 | CA | Broker Dealer |
| Port Securities, Inc. | A5238 | CA | Broker Dealer |
| Portsmouth Financial Services | A1723 | CA | Broker Dealer |
| JKR & Co., Inc. | A0786 | CA | Broker Dealer |
