This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
Firm Name Sort ascending | MSRB ID | State | Registrant Type |
---|---|---|---|
The Strategic Financial Alliance, Inc. | A6415 | GA | Broker Dealer |
The Rockwell Financial Group Inc, | A5639 | NY | Broker Dealer |
The Oak Ridge Financial Services Group, Inc. | A5073 | MN | Broker Dealer |
The Leaders Group, Inc. | A5930 | CO | Broker Dealer |
The Jeffrey Matthews Financial Group, L.L.C. | A4990 | NJ | Broker Dealer |
The GMS Group, LLC | A1006 | NJ | Broker Dealer/Municipal Advisor |
The Frazer Lanier Company, Incorporated | A0529 | AL | Broker Dealer/Municipal Advisor |
TFS Securities, Inc. | A3684 | NJ | Broker Dealer |
Teckmeyer Financial Services | A4768 | NE | Broker Dealer |
TE Laird Securities, LLC | A7405 | MN | Broker Dealer |
TD Securities Automated Trading, LLC | A7353 | IL | Broker Dealer |
TD Securities (USA) LLC | A6962 | NY | Broker Dealer |
TD Private Client Wealth LLC | A7285 | NY | Broker Dealer |
TD Prime Services LLC | A0538 | NY | Broker Dealer |
TD Ameritrade, Inc. | A1432 | NE | Broker Dealer |
TD AMERITRADE Clearing, Inc. | A0498 | NE | Broker Dealer |
TCFG Wealth Management, LLC | A7268 | CA | Broker Dealer |
TCBI Securities | A7604 | TX | Broker Dealer |
Taylor Securities, Inc. | A3674 | TN | Broker Dealer |
Tavenner Company, (The) | A6123 | OH | Broker Dealer |
Tandem Securities, Inc. | A6988 | KS | Broker Dealer |
T.S. Phillips Investments, Inc. | A6302 | OK | Broker Dealer |
T.R. Winston & Company, LLC | A1573 | NJ | Broker Dealer |
T Rowe Price Investment Serv. | A2602 | MD | Broker Dealer |
Synovus Securities Inc. | A1715 | GA | Broker Dealer/Municipal Advisor |