This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
Firm Name Sort ascending | MSRB ID | State | Registrant Type |
---|---|---|---|
StateTrust Investments, Inc. | A5865 | FL | Broker Dealer |
State Street Global Markets, LLC | A7460 | MA | Broker Dealer |
State Farm VP Management Corp. | A6386 | IL | Broker Dealer |
Starshak Winzenburg & Co | A3857 | IL | Broker Dealer/Municipal Advisor |
Stark Municipal Brokers | A3528 | CA | Broker Dealer |
St. Germain Securities Inc. | A6879 | MA | Broker Dealer |
St. Bernard Financial Services, Inc. | A4565 | AR | Broker Dealer |
Spire Securities, LLC | A6862 | VA | Broker Dealer |
Spencer-Winston Securities Co. | A4243 | NY | Broker Dealer |
Spartan Capital Securities, LLC | A6901 | NY | Broker Dealer |
Sovereign Global Advisors, LLC | A7429 | CO | Broker Dealer |
SouthState|DuncanWilliams Securities Corp. | A0748 | TN | Broker Dealer |
Southeast Investments, N.C. Inc. | A5111 | NC | Broker Dealer |
South State Bank NA | B0470 | GA | Bank Dealer |
Sorrento Pacific Financial, LLC | A6449 | CA | Broker Dealer |
SoFi Securities, LLC | A7570 | CA | Broker Dealer |
Snowden Account Services LLC | A7307 | NY | Broker Dealer |
Smith, Moore and Company | A1492 | MO | Broker Dealer |
Smith, Brown and Groover, Inc. | A0193 | GA | Broker Dealer |
SMH CAPITAL INVESTMENTS LLC | A3412 | TX | Broker Dealer |
SMBC Nikko Securities America, Inc. | A4418 | NY | Broker Dealer |
SKA Securities, Inc. | A6094 | OH | Broker Dealer |
Sisung Securities Corporation | A3587 | LA | Broker Dealer/Municipal Advisor |
Silver Oak Securities, Incorporated | A5446 | TN | Broker Dealer |
Signet Securities, LLC | A7122 | OH | Broker Dealer/Municipal Advisor |