This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
Firm Name | MSRB ID Sort descending | State | Registrant Type |
---|---|---|---|
Ocean Financial Services, LLC | A7529 | FL | Broker Dealer |
Eagles Coast Capital, LLC | A7530 | SC | Broker Dealer |
Robertson Stephens Capital Markets, LLC | A7531 | CA | Broker Dealer |
DAI Securities, LLC | A7532 | GA | Broker Dealer |
Victory Capital Services, Inc. | A7534 | OH | Broker Dealer |
ICE Securities Execution & Clearing, LLC | A7536 | NY | Broker Dealer |
IFP Securities, LLC | A7538 | FL | Broker Dealer |
MFR Securities, Inc | A7539 | NY | Broker Dealer |
Invicta Capital LLC | A7540 | PA | Broker Dealer |
Alphaledger Markets, Inc | A7541 | WA | Broker Dealer |
MMA Securities LLC | A7542 | NY | Broker Dealer |
Principal Funds Distributor, Inc. | A7543 | IA | Broker Dealer |
Cambridge international Securities, LLC | A7546 | CT | Broker Dealer |
United First Partners LLC | A7547 | NY | Broker Dealer |
Johnstone Brokerage Services, LLC | A7549 | TX | Broker Dealer |
AE Financial Services, LLC | A7551 | KS | Broker Dealer |
Old Mission Markets LLC | A7552 | IL | Broker Dealer |
Hoopoe Capital Markets, LLC | A7553 | MA | Broker Dealer |
BCI SECURITIES INC | A7554 | FL | Broker Dealer |
GPWA, LLC | A7555 | TN | Broker Dealer |
Altruist Financial LLC | A7562 | TX | Broker Dealer |
Axos Invest LLC | A7563 | NV | Broker Dealer |
EF Legacy Securities, LLC | A7569 | KY | Broker Dealer |
SoFi Securities, LLC | A7570 | CA | Broker Dealer |
Bloomberg Tradebook LLC | A7572 | NY | Broker Dealer |