This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name | MSRB ID Sort descending | State | Registrant Type |
|---|---|---|---|
| Marc J. Lane and Company | A2857 | IL | Broker Dealer |
| Intercarolina Financial Svs,In | A2868 | NC | Broker Dealer |
| United Planners'Fin.Svc.of Ame | A2873 | AZ | Broker Dealer |
| Sanders Morris LLC | A2908 | TX | Broker Dealer |
| Calton & Associates, Inc. | A2912 | FL | Broker Dealer |
| Guzman & Company | A2938 | FL | Broker Dealer |
| Cullen Investment Group, Ltd. | A2954 | LA | Broker Dealer |
| Westminster Fin'l. Secs., Inc. | A2960 | OH | Broker Dealer |
| RICE FINANCIAL PRODUCTS COMPANY | A2966 | TN | Broker Dealer |
| Maine Securities Corporation | A2986 | ME | Broker Dealer |
| Coordinated Capital Securities | A3020 | WI | Broker Dealer |
| Middlegate Securities Inc | A3089 | NY | Broker Dealer |
| Vanguard Marketing Corporation | A3104 | PA | Broker Dealer |
| Carter, Terry & Company, Inc. | A3116 | GA | Broker Dealer |
| Consolidated Financial Investments, Inc. | A3188 | MO | Broker Dealer |
| Securities America, Inc. | A3215 | NE | Broker Dealer |
| Cutter and Company Brokerage,Inc | A3216 | MO | Broker Dealer |
| Harbour Investments, Inc. | A3229 | WI | Broker Dealer |
| Credit Agricole Securities (USA) Inc. | A3238 | NY | Broker Dealer |
| Commonwealth Financial Network | A3246 | MA | Broker Dealer |
| Osaic Wealth, Inc. | A3249 | NJ | Broker Dealer |
| Dominari Securities LLC | A3290 | NY | Broker Dealer |
| Financial Northeastern Sec.Inc | A3302 | NJ | Broker Dealer |
| Realta Equities, Inc. | A3303 | DE | Broker Dealer |
| Navigator Securities Limited | A3311 | NE | Broker Dealer |
