This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name | MSRB ID | State | Registrant Type Sort descending |
|---|---|---|---|
| Glen Eagle Wealth, LLC | A6432 | NJ | Broker Dealer |
| Mirae Asset Securities (USA) Inc. | A7465 | NY | Broker Dealer |
| Sorrento Pacific Financial, LLC | A6449 | CA | Broker Dealer |
| Glendale Securities, Inc. | A7129 | CA | Broker Dealer |
| Mischler Financial Group, Inc. | A4652 | CA | Broker Dealer |
| Global Brokerage Services, Inc | A4970 | MD | Broker Dealer |
| Mizuho Securities USA LLC | A7394 | NY | Broker Dealer |
| Southeast Investments, N.C. Inc. | A5111 | NC | Broker Dealer |
| Buckman, Buckman & Reid, Inc. | A3317 | NJ | Broker Dealer |
| Global Financial Services, LLC | A4446 | TX | Broker Dealer |
| MMA Securities LLC | A7542 | NY | Broker Dealer |
| Sovereign Global Advisors, LLC | A7429 | CO | Broker Dealer |
| Buckram Securities Ltd. | A6410 | NY | Broker Dealer |
| MML Investors Services, LLC | A1893 | MA | Broker Dealer |
| Spartan Capital Securities, LLC | A6901 | NY | Broker Dealer |
| Buell Securities Corp. | A0198 | CT | Broker Dealer |
| GlobaLink Securities, Inc | A6781 | CA | Broker Dealer |
| Modern Capital Securities Inc. | A6575 | NC | Broker Dealer |
| Spencer-Winston Securities Co. | A4243 | NY | Broker Dealer |
| Gold Coast Securities, Inc. | A5880 | CA | Broker Dealer |
| Moloney Securities Co., Inc. | A5260 | MO | Broker Dealer |
| Spire Securities, LLC | A6862 | VA | Broker Dealer |
| Buttonwood Partners, Inc. | A3743 | WI | Broker Dealer |
| Momentum Independent Network Inc. | A2447 | TX | Broker Dealer |
| St. Bernard Financial Services, Inc. | A4565 | AR | Broker Dealer |
