This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
Firm Name Sort ascending | MSRB ID | State | Registrant Type |
---|---|---|---|
Raymond James Financial Svcs. Inc. | A0717 | FL | Broker Dealer |
Raymond James (USA) Ltd. | A7269 | BC | Broker Dealer |
Raymond James & Assoc., Inc. | A1172 | FL | Broker Dealer/Municipal Advisor |
R.M. Stark & Co., Inc. | A4590 | FL | Broker Dealer |
R.M. Duncan Securities, Inc. | A3333 | AR | Broker Dealer |
R. Seelaus & Co., LLC | A1887 | NJ | Broker Dealer |
Quoin Capital LLC | A6847 | PA | Broker Dealer |
Quint Capital Corporation | A7474 | NY | Broker Dealer |
Quincy Cass Associates, Inc. | A1157 | CA | Broker Dealer |
PWA Securities, LLC | A7608 | FL | Broker Dealer |
Putnam Retail Management Limited Partnership | A5665 | MA | Broker Dealer |
Purshe Kaplan Sterling Investments | A4549 | NY | Broker Dealer |
PTS Brokerage, LLC | A6234 | NJ | Broker Dealer |
PTI Securities & Futures, L.P. | A5779 | IL | Broker Dealer |
Pruco Securities, LLC | A5286 | NJ | Broker Dealer |
Prospera Financial Services, Inc. | A0137 | TX | Broker Dealer |
Private Portfolio of San Diego, Inc. | A7087 | CA | Broker Dealer |
Private Client Services, LLC | A7023 | KY | Broker Dealer |
Principal Securities, Inc. | A4144 | IA | Broker Dealer |
Principal Funds Distributor, Inc. | A7543 | IA | Broker Dealer |
Primerica Brokerage Services, Inc. | A7612 | GA | Broker Dealer |
Preferred Client Group, Inc. | A5767 | TX | Broker Dealer |
Potomac Investment Co | A7162 | FL | Broker Dealer |
Portsmouth Financial Services | A1723 | CA | Broker Dealer |
Portfolio Resources Group, Inc. | A6097 | FL | Broker Dealer |