This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name | MSRB ID Sort descending | State | Registrant Type |
|---|---|---|---|
| Allied Millennial Partners, LLC | A7258 | NY | Broker Dealer |
| MCG Securities LLC | A7264 | PA | Broker Dealer |
| Hartford Funds Distributors, LLC | A7266 | PA | Broker Dealer |
| TCFG Wealth Management, LLC | A7268 | CA | Broker Dealer |
| Raymond James (USA) Ltd. | A7269 | BC | Broker Dealer |
| Apex Clearing Corporation | A7272 | TX | Broker Dealer |
| HB Securities, LLC | A7281 | CA | Broker Dealer |
| TD Private Client Wealth LLC | A7285 | NY | Broker Dealer |
| EMPIRE STATE FINANCIAL, INC. | A7296 | NY | Broker Dealer |
| Four Points Capital Partners LLC | A7298 | NJ | Broker Dealer |
| Investment Security Corporation | A7299 | CA | Broker Dealer |
| Falcon Square Capital, LLC | A7303 | NC | Broker Dealer |
| H2C Securities Inc. | A7304 | GA | Broker Dealer/Municipal Advisor |
| Jane Street Capital, LLC | A7305 | NY | Broker Dealer |
| Snowden Account Services LLC | A7307 | NY | Broker Dealer |
| Santander US Capital Markets LLC | A7312 | NY | Broker Dealer |
| CU Investment Solutions LLC | A7317 | KS | Broker Dealer |
| Ministry Partners Securities, LLC | A7319 | CA | Broker Dealer |
| StoneX Financial Inc. | A7327 | FL | Broker Dealer |
| Millennium Advisors LLC | A7334 | NC | Broker Dealer |
| Regulus Financial Group, LLC | A7338 | MI | Broker Dealer |
| DFPG Investments LLC | A7339 | UT | Broker Dealer |
| Weitzel Financial Services, Inc. | A7345 | IA | Broker Dealer |
| Copper Financial | A7346 | KS | Broker Dealer |
| Millington Investments, LLC | A7348 | IL | Broker Dealer |
