This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
Firm Name | MSRB ID Sort descending | State | Registrant Type |
---|---|---|---|
Sterling, Grace Municipal Sec. | A1306 | NJ | Broker Dealer |
Stifel, Nicolaus & Company,Inc | A1313 | MO | Broker Dealer/Municipal Advisor |
Stoever Glass & Company, Inc. | A1319 | NY | Broker Dealer |
Colliers Securities LLC | A1329 | MN | Broker Dealer/Municipal Advisor |
SF Investments, Inc. | A1330 | IL | Broker Dealer |
LO Thomas & Co., Inc. | A1349 | NJ | Broker Dealer |
Thurston Springer Financial | A1355 | IN | Broker Dealer |
Thornton Farish Inc. | A1357 | AL | Broker Dealer/Municipal Advisor |
Trubee Wealth Advisors, Inc. | A1375 | NY | Broker Dealer |
UBS Securities LLC | A1381 | NY | Broker Dealer |
VBC Securities LLC | A1399 | NJ | Broker Dealer |
Invesco Capital Markets, Inc. | A1401 | TX | Broker Dealer |
Wall Street Access | A1418 | NY | Broker Dealer |
TD Ameritrade, Inc. | A1432 | NE | Broker Dealer |
Wedbush Securities Inc. | A1436 | CA | Broker Dealer |
Muriel Siebert & Co., LLC | A1475 | NY | Broker Dealer |
Herbert J Sims & Co., Inc. | A1481 | CT | Broker Dealer/Municipal Advisor |
Citigroup Global Markets Inc. | A1487 | NY | Broker Dealer |
Smith, Moore and Company | A1492 | MO | Broker Dealer |
GIT Investment Services, Inc. | A1519 | VA | Broker Dealer |
POPULAR SECURITIES, LLC | A1555 | PR | Broker Dealer |
Cadaret, Grant & Co., Inc. | A1558 | NY | Broker Dealer |
National Financial Services LLC | A1562 | MA | Broker Dealer |
T.R. Winston & Company, LLC | A1573 | NJ | Broker Dealer |
Haverford Trust Securities, Inc. | A1577 | PA | Broker Dealer |