This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name Sort ascending | MSRB ID | State | Registrant Type |
|---|---|---|---|
| Scottsdale Capital Advisors | A5991 | AZ | Broker Dealer |
| Scott James Group, Inc. | A5740 | VA | Broker Dealer |
| Schlitt Investor Services, Inc | A3346 | FL | Broker Dealer |
| SCH Enterprises, Inc. | A6961 | IN | Broker Dealer |
| SCF Securities, Inc. | A5965 | CA | Broker Dealer |
| Saxony Securities, Inc. | A5916 | MO | Broker Dealer |
| Sauer, Dazey Investment Company | A3653 | MO | Broker Dealer |
| Saturna Brokerage Services, Inc. | A2625 | WA | Broker Dealer |
| Santander US Capital Markets LLC | A7312 | NY | Broker Dealer |
| Santander Securities LLC | A4973 | MA | Broker Dealer |
| Sanford C Bernstein & Co.,LLC | A0125 | NY | Broker Dealer |
| Sanders Morris LLC | A2908 | TX | Broker Dealer |
| Sanderlin Securities LLC | A5732 | TN | Broker Dealer |
| Sanctuary Securities, Inc. | A1061 | IN | Broker Dealer |
| San Blas Securities, LLC | A7523 | GA | Broker Dealer |
| Samuel A. Ramirez & Company Inc. | A1165 | NY | Broker Dealer/Municipal Advisor |
| Samco Capital Markets, Inc. | A6695 | TX | Broker Dealer/Municipal Advisor |
| Sage, Rutty & Co., Inc. | A1249 | NY | Broker Dealer |
| Safra Securities LLC | A7350 | NY | Broker Dealer |
| Sabadell Securities USA, Inc. | A6970 | FL | Broker Dealer |
| SA Stone Wealth Management, Inc | A2689 | AL | Broker Dealer |
| S.L. Reed & Company | A6330 | CA | Broker Dealer |
| RW Smith & Associates, LLC | A2246 | NJ | Broker Dealer |
| Russell Investments Implementation Services, LLC. | A6238 | WA | Broker Dealer |
| Rothschild Investment LLC | A1231 | IL | Broker Dealer |
