This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name | MSRB ID | State | Registrant Type Sort descending |
|---|---|---|---|
| BrokerageSelect | A6990 | NY | Broker Dealer |
| General Securities Corp. | A2167 | MO | Broker Dealer |
| Ultimus Fund Distributors, LLC | A7640 | OH | Broker Dealer |
| Brokers International Financial Services, LLC | A6776 | IA | Broker Dealer |
| Middlegate Securities Inc | A3089 | NY | Broker Dealer |
| SKA Securities, Inc. | A6094 | OH | Broker Dealer |
| Brooklight Place Securities, Inc. | A2362 | AZ | Broker Dealer |
| Midland Securities, Ltd. | A3509 | TX | Broker Dealer |
| SMBC Nikko Securities America, Inc. | A4418 | NY | Broker Dealer |
| Brown & Brown Securities, Inc. | A2125 | TX | Broker Dealer |
| Midwestern Secs Trading Co LLC | A5508 | IL | Broker Dealer |
| SMH CAPITAL INVESTMENTS LLC | A3412 | TX | Broker Dealer |
| Gill Capital Partners, LLC | A1819 | CO | Broker Dealer |
| Millennium Advisors LLC | A7334 | NC | Broker Dealer |
| Smith, Brown and Groover, Inc. | A0193 | GA | Broker Dealer |
| Girard Investment Services, LLC | A5468 | PA | Broker Dealer |
| Millington Investments, LLC | A7348 | IL | Broker Dealer |
| Smith, Moore and Company | A1492 | MO | Broker Dealer |
| Brown, Lisle/Cummings, Inc. | A0196 | RI | Broker Dealer |
| GIT Investment Services, Inc. | A1519 | VA | Broker Dealer |
| Ministry Partners Securities, LLC | A7319 | CA | Broker Dealer |
| Snowden Account Services LLC | A7307 | NY | Broker Dealer |
| Brownstone Investment Group, LLC | A7236 | NY | Broker Dealer |
| Gladowsky Capital Mgmt. Corp. | A5315 | NY | Broker Dealer |
| SoFi Securities, LLC | A7570 | CA | Broker Dealer |
