This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.

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Firm Name Sort descending MSRB ID State Registrant Type
MORETON CAPITAL MARKETS, LLC A7424 UT Broker Dealer
Morgan Stanley & Co. LLC A1012 NY Broker Dealer
Morgan Stanley Smith Barney LLC A7007 NY Broker Dealer
Morgan Wilshire Securities, Inc. A6406 NY Broker Dealer
Mountainside Securities LLC A7520 NJ Broker Dealer
MSEC, LLC A7142 KS Broker Dealer
Multi-Bank Securities, Inc. A3678 MI Broker Dealer/Municipal Advisor
Municipal Capital Markets Group, Inc. A5738 TX Broker Dealer/Municipal Advisor
Muriel Siebert & Co., LLC A1475 NY Broker Dealer
Murray Securities, Inc. A6819 TX Broker Dealer
Mutual Funds Associates, Inc. A5988 NY Broker Dealer
Mutual of Omaha Investor Services, Inc. A5798 NE Broker Dealer
Mutual Securities, Inc. A1806 CA Broker Dealer
MWA Financial Services, Inc. A5820 IL Broker Dealer
N.E. Private Client, Ltd. A6841 RI Broker Dealer
Nancy Barron & Associates Inc. A4075 KY Broker Dealer
NatAlliance Securities, LLC A5959 TX Broker Dealer
National Bank of Canada Financial Inc. A7506 NY Broker Dealer
National Financial Services LLC A1562 MA Broker Dealer
Nations Financial Group, Inc. A5177 IA Broker Dealer
Nationwide Planning Associates, Inc A6103 NJ Broker Dealer
Nationwide Securities, LLC A6153 OH Broker Dealer
Navaid Financial Services, Inc. A5070 NJ Broker Dealer
Navy Federal Investment Services LLC A6737 VA Broker Dealer
NBC Securities, Inc. A4744 AL Broker Dealer
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