This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name Sort descending | MSRB ID | State | Registrant Type |
|---|---|---|---|
| NEWPOINT REAL ESTATE CAPITAL SECURITIES LLC | A7617 | NY | Broker Dealer |
| Next Financial Group, Inc. | A5384 | TX | Broker Dealer |
| NGC Financial, LLC | A6868 | NY | Broker Dealer |
| NI Advisors Inc. | A7118 | CA | Broker Dealer |
| Nicol Investors Corporation | A6267 | IL | Broker Dealer |
| Noble Capital Markets, Inc. | A4017 | FL | Broker Dealer |
| North South Capital, LLC | A6973 | IL | Broker Dealer |
| Northern Capital Securities Corporation | A4890 | MA | Broker Dealer |
| Northern Lights Distributors, LLC | A7368 | NE | Broker Dealer |
| Northern Trust Securities, Inc. | A0654 | IL | Broker Dealer |
| Northland Securities, Inc. | A4861 | MN | Broker Dealer/Municipal Advisor |
| Northwest Financial Group, LLC | A6916 | VA | Broker Dealer |
| Northwest Investment Advisors, Inc. | A6137 | WA | Broker Dealer |
| Northwestern Mutual Invmt Svcs | A5864 | WI | Broker Dealer |
| Nortlov Securities, LLC | A7605 | GA | Broker Dealer |
| Nuveen Securities, LLC | A1062 | IL | Broker Dealer |
| NW Capital Markets Inc. | A2409 | NJ | Broker Dealer |
| NYLIFE Distributors LLC | A5877 | NJ | Broker Dealer |
| NYLife Securities LLC | A4166 | NY | Broker Dealer |
| O.N. Equity Sales Company | A3378 | OH | Broker Dealer |
| Oak Tree Securities, Inc. | A3870 | CA | Broker Dealer |
| Oakwood Capital Securities, Inc | A3682 | MN | Broker Dealer |
| Oberweis Securities, Inc. | A5021 | IL | Broker Dealer |
| OBEX Securities LLC | A6457 | NY | Broker Dealer |
| Ocean Financial Services, LLC | A7529 | FL | Broker Dealer |
