This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name Sort descending | MSRB ID | State | Registrant Type |
|---|---|---|---|
| Principal Funds Distributor, Inc. | A7543 | IA | Broker Dealer |
| Principal Securities, Inc. | A4144 | IA | Broker Dealer |
| Private Client Services, LLC | A7023 | KY | Broker Dealer |
| Private Portfolio of San Diego, Inc. | A7087 | CA | Broker Dealer |
| Prospera Financial Services, Inc. | A0137 | TX | Broker Dealer |
| Pruco Securities, LLC | A5286 | NJ | Broker Dealer |
| PTI Securities & Futures, L.P. | A5779 | IL | Broker Dealer |
| PTS Brokerage, LLC | A6234 | NJ | Broker Dealer |
| Purshe Kaplan Sterling Investments | A4549 | NY | Broker Dealer |
| PWA Securities, LLC | A7608 | FL | Broker Dealer |
| Quincy Cass Associates, Inc. | A1157 | CA | Broker Dealer |
| Quint Capital Corporation | A7474 | NY | Broker Dealer |
| Quoin Capital LLC | A6847 | PA | Broker Dealer |
| R. Seelaus & Co., LLC | A1887 | NJ | Broker Dealer |
| R.M. Duncan Securities, Inc. | A3333 | AR | Broker Dealer |
| R.M. Stark & Co., Inc. | A4590 | FL | Broker Dealer |
| Raymond James & Assoc., Inc. | A1172 | FL | Broker Dealer/Municipal Advisor |
| Raymond James (USA) Ltd. | A7269 | BC | Broker Dealer |
| Raymond James Financial Services, Inc. | A0717 | FL | Broker Dealer |
| RBC Capital Markets, LLC | A4258 | NY | Broker Dealer/Municipal Advisor |
| RCX Capital Group, LLC | A7592 | TX | Broker Dealer |
| Realta Equities, Inc. | A3303 | DE | Broker Dealer |
| Regal Securities, Inc. | A2014 | IL | Broker Dealer |
| Regional Brokers, Inc. | A7665 | PA | Broker Dealer |
| Register Financial Associates, Inc. | A4320 | GA | Broker Dealer |
