This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name Sort descending | MSRB ID | State | Registrant Type |
|---|---|---|---|
| Tradition Securities and Derivatives LLC | A5644 | NY | Broker Dealer |
| Transamerica Financial Advisors, LLC | A3831 | IA | Broker Dealer |
| TRB Capital Markets, LLC | A7614 | TX | Broker Dealer/Municipal Advisor |
| Tribal Capital Markets, LLC | A7406 | NY | Broker Dealer |
| Trident Partners Ltd. | A5689 | NY | Broker Dealer |
| Trubee Wealth Advisors, Inc. | A1375 | NY | Broker Dealer |
| Truist Investment Services, Inc. | A2748 | GA | Broker Dealer |
| Truist Securities, Inc. | A0438 | GA | Broker Dealer |
| Trumid Financial LLC | A7503 | NY | Broker Dealer |
| TrustFirst, Inc. | A4764 | TN | Broker Dealer |
| Trustmont Financial Group, Inc. | A3315 | PA | Broker Dealer |
| Trutoro | A7473 | AR | Broker Dealer |
| U.S. Bancorp Advisors, LLC | A1847 | CA | Broker Dealer |
| U.S. Bank Municipal Products Group | B0475 | NY | Bank Dealer |
| U.S. Brokerage, Inc. | A5836 | OH | Broker Dealer |
| U.S. Investors, Inc. | A6436 | VA | Broker Dealer |
| UBS Financial Services | A1091 | NY | Broker Dealer |
| UBS Securities LLC | A1381 | NY | Broker Dealer |
| Uhlmann Price Securities, LLC | A5142 | IL | Broker Dealer |
| UHY CAPITAL GROUP, LLC | A6025 | MI | Broker Dealer |
| Ultimus Fund Distributors, LLC | A7640 | OH | Broker Dealer |
| UMB Bank, n.a. | B0286 | MO | Bank Dealer |
| UMB Financial Services, Inc. | A4589 | MO | Broker Dealer/Municipal Advisor |
| Union Capital Company | A6134 | AZ | Broker Dealer |
| United Bankers' Bank | B0171 | MN | Bank Dealer |
