This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
Firm Name Sort descending | MSRB ID | State | Registrant Type |
---|---|---|---|
Linden Thomas and Company Securities, LLC | A7482 | NC | Broker Dealer |
Lion Street Financial, LLC | A7372 | TX | Broker Dealer |
Livingston Securities, LLC | A6945 | NY | Broker Dealer |
LO Thomas & Co., Inc. | A1349 | NJ | Broker Dealer |
Lombard Securities Inc. | A3836 | MD | Broker Dealer |
Long Island Financial Group Inc. | A6599 | NY | Broker Dealer |
Loop Capital Markets, L.L.C. | A5139 | IL | Broker Dealer |
LPL Enterprise, LLC | A1963 | SC | Broker Dealer |
LPL Financial LLC | A1145 | SC | Broker Dealer |
LPS Capital LLC | A7167 | NY | Broker Dealer |
LRB Public Finance Advisors, Inc. | A4774 | UT | Broker Dealer/Municipal Advisor |
Lument Securities, LLC | A3567 | OH | Broker Dealer |
M Holdings Securities, Inc. | A5560 | OR | Broker Dealer |
M STEVENS SECURITIES, LLC | A7621 | NV | Broker Dealer |
M.S. Howells & Co. | A5638 | AZ | Broker Dealer |
Mack Investment Securities, Inc | A2421 | IL | Broker Dealer |
Madison Avenue Securities | A6703 | CA | Broker Dealer |
Maine Securities Corporation | A2986 | ME | Broker Dealer |
Mainline West Municipal Securities, LLC | A6935 | CO | Broker Dealer |
Manulife John Hancock Brokerage Services LLC | A7059 | MA | Broker Dealer |
Maplewood Investments, Inc. | A5574 | TX | Broker Dealer |
Marc J. Lane and Company | A2857 | IL | Broker Dealer |
Mariva Capital Markets, LLC | A7638 | FL | Broker Dealer |
MarketAxess Corporation | A7097 | NY | Broker Dealer |
Martin Nelson & Co., Inc. | A1037 | WA | Broker Dealer |