This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name Sort descending | MSRB ID | State | Registrant Type |
|---|---|---|---|
| Aurora Securities Inc | A7175 | MI | Broker Dealer |
| Ausdal Financial Partners, Inc. | A0069 | IA | Broker Dealer |
| Avantax Investment Services, Inc. | A1681 | TX | Broker Dealer |
| Aventura Securities, LLC | A6808 | FL | Broker Dealer |
| Avisen Wealth Management, Inc. | A6362 | CA | Broker Dealer |
| AW Securities | A6871 | CA | Broker Dealer |
| Axiom Capital Management Inc, | A3696 | NY | Broker Dealer |
| AXOS CLEARING LLC | A5948 | NE | Broker Dealer |
| Axos Invest LLC | A7563 | NV | Broker Dealer |
| B. B. Graham & Co., Inc. | A5498 | CA | Broker Dealer |
| B. Riley Securities, Inc. | A7477 | CA | Broker Dealer |
| B. Riley Wealth Management | A0877 | TN | Broker Dealer |
| Backstrom McCarley Berry & Co., LLC | A6298 | CA | Broker Dealer/Municipal Advisor |
| Baker Group LP | A0081 | OK | Broker Dealer/Municipal Advisor |
| Bancroft Capital, LLC | A7479 | PA | Broker Dealer/Municipal Advisor |
| Bank of America, NA / MSD | B0019 | NY | Bank Dealer |
| Bankers Life Securities Inc. | A7412 | IL | Broker Dealer |
| Bankers' Bank Investment Dept. | B0368 | WI | Bank Dealer |
| Bankoh Investment Services, Inc. | A3988 | HI | Broker Dealer |
| BANORTE-IXE SECURITIES INTERNATIONAL LTD | A7574 | TX | Broker Dealer |
| Barclays Capital Inc. | A6566 | NY | Broker Dealer/Municipal Advisor |
| Barrett & Company | A0097 | RI | Broker Dealer |
| Bates Securities, Inc. | A6121 | IL | Broker Dealer |
| BBVA Securities Inc. | A7035 | NY | Broker Dealer |
| BC Ziegler and Company | A0775 | IL | Broker Dealer/Municipal Advisor |
