Back to top

This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.

Find a Firm
Show results
Firm Name Sort ascending MSRB ID State Registrant Type
US Sterling Securities, Inc. A4467 NY Broker Dealer
US Securities Int'l, Corp A3712 NY Broker Dealer
US Boston Capital Corporation A5786 MA Broker Dealer
US Bancorp Investments, Inc. A3500 MN Broker Dealer
United Planners'Fin.Svc.of Ame A2873 AZ Broker Dealer
United First Partners LLC A7547 NY Broker Dealer
United Brokerage Services, Inc. A4786 WV Broker Dealer
United Bankers' Bank B0171 MN Bank Dealer
Union Capital Company A6134 AZ Broker Dealer
UMB Financial Services, Inc. A4589 MO Broker Dealer/Municipal Advisor
UMB Bank, n.a. B0286 MO Bank Dealer
UHY CAPITAL GROUP, LLC A6025 MI Broker Dealer
Uhlmann Price Securities, LLC A5142 IL Broker Dealer
UBS Securities LLC A1381 NY Broker Dealer
UBS Financial Services A1091 NJ Broker Dealer
U.S. Investors, Inc. A6436 VA Broker Dealer
U.S. Brokerage, Inc. A5836 OH Broker Dealer
U.S. Bank Municipal Products Group B0475 NY Bank Dealer
U.S. Bancorp Advisors, LLC A1847 CA Broker Dealer
Trutoro A7473 AR Broker Dealer
Trustmont Financial Group, Inc. A3315 PA Broker Dealer
TrustFirst, Inc. A4764 TN Broker Dealer
Trumid Financial LLC A7503 NY Broker Dealer
Truist Securities, Inc. A0438 GA Broker Dealer
Truist Investment Services, Inc. A2748 GA Broker Dealer