This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name Sort descending | MSRB ID | State | Registrant Type |
|---|---|---|---|
| Superior Financial Services, Inc. | A5647 | WI | Broker Dealer |
| Supreme Alliance LLC | A7633 | NC | Broker Dealer |
| Susquehanna Financial Group, LLLP | A6739 | PA | Broker Dealer |
| SWBC Investment Services, LLC | A6622 | TX | Broker Dealer |
| Sycamore Financial Group | A1768 | IN | Broker Dealer |
| Syndicated Capital, Inc. | A4458 | CA | Broker Dealer |
| Synovus Securities Inc. | A1715 | GA | Broker Dealer/Municipal Advisor |
| T Rowe Price Investment Services, Inc. | A2602 | MD | Broker Dealer |
| T.R. Winston & Company, LLC | A1573 | NJ | Broker Dealer |
| Tandem Securities, Inc. | A6988 | KS | Broker Dealer |
| Tavenner Company, (The) | A6123 | OH | Broker Dealer |
| TCBI Securities | A7604 | TX | Broker Dealer |
| TCFG Wealth Management, LLC | A7268 | CA | Broker Dealer |
| TD Financial Products LLC | A7353 | IL | Broker Dealer |
| TD Prime Services LLC | A0538 | NY | Broker Dealer |
| TD Private Client Wealth LLC | A7285 | NY | Broker Dealer |
| TD Securities (USA) LLC | A6962 | NY | Broker Dealer |
| TE Laird Securities, LLC | A7405 | MN | Broker Dealer |
| Teckmeyer Financial Services | A4768 | NE | Broker Dealer |
| The Baker Group LP | A0081 | OK | Broker Dealer/Municipal Advisor |
| The Frazer Lanier Company, Incorporated | A0529 | AL | Broker Dealer |
| The GMS Group, LLC | A1006 | NJ | Broker Dealer/Municipal Advisor |
| The Jeffrey Matthews Financial Group, L.L.C. | A4990 | NJ | Broker Dealer |
| The Leaders Group, Inc. | A5930 | NJ | Broker Dealer |
| The Oak Ridge Financial Services Group, Inc. | A5073 | MN | Broker Dealer |
