This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
| Firm Name Sort ascending | MSRB ID | State | Registrant Type |
|---|---|---|---|
| AXOS CLEARING LLC | A5948 | NE | Broker Dealer |
| Axiom Capital Management Inc, | A3696 | NY | Broker Dealer |
| AW Securities | A6871 | CA | Broker Dealer |
| Avisen Wealth Management, Inc. | A6362 | CA | Broker Dealer |
| Aventura Securities, LLC | A6808 | FL | Broker Dealer |
| Avantax Investment Services, Inc. | A1681 | TX | Broker Dealer |
| Ausdal Financial Partners, Inc. | A0069 | IA | Broker Dealer |
| Aurora Securities Inc | A7175 | MI | Broker Dealer |
| Atomic Brokerage LLC | A7609 | NY | Broker Dealer |
| ATIS, Inc. | A6984 | IN | Broker Dealer |
| Associated Investment Services | A0277 | WI | Broker Dealer |
| Ascensus Broker Dealer Services, LLC | A5709 | MA | Broker Dealer |
| Arvest Wealth Management | A5030 | AR | Broker Dealer |
| Arthur W Wood Company | A0758 | MA | Broker Dealer |
| Arlington Securities Inc. | A5294 | MO | Broker Dealer |
| Arkadios Capital | A7471 | GA | Broker Dealer |
| ARK Global LLC | A7413 | NY | Broker Dealer/Municipal Advisor |
| Arive Capital Markets LLC | A1178 | NY | Broker Dealer |
| Arete Wealth Management, LLC | A6910 | IL | Broker Dealer |
| ARCADIA SECURITIES LLC | A7381 | NY | Broker Dealer |
| Arbor Research & Trading, LLC | A7075 | IL | Broker Dealer |
| AQUAS Financial LLC | A7590 | TX | Broker Dealer |
| APW Capital, Inc. | A5503 | NJ | Broker Dealer |
| Apexus Capital LLC | A7449 | CA | Broker Dealer |
| Apex Clearing Corporation | A7272 | TX | Broker Dealer |
