This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
Firm Name | MSRB ID | State Sort descending | Registrant Type |
---|---|---|---|
Western Growers Financial Services | A6230 | CA | Broker Dealer |
Western International Sec.,Inc. | A4767 | CA | Broker Dealer |
Farmers Financial Solutions, LLC | A5857 | CA | Broker Dealer |
Robert Blum Municipals, Inc. | A4721 | CA | Broker Dealer |
Robertson Stephens Capital Markets, LLC | A7531 | CA | Broker Dealer |
WestPark Capital, Inc. | A6144 | CA | Broker Dealer |
Avisen Wealth Management, Inc. | A6362 | CA | Broker Dealer |
AW Securities | A6871 | CA | Broker Dealer |
B. B. Graham & Co., Inc. | A5498 | CA | Broker Dealer |
Finance 500, Inc. | A4729 | CA | Broker Dealer |
B. Riley Securities, Inc. | A7477 | CA | Broker Dealer |
Backstrom McCarley Berry & Co., LLC | A6298 | CA | Broker Dealer/Municipal Advisor |
S.L. Reed & Company | A6330 | CA | Broker Dealer |
Financial Sense Securities, Inc. | A5582 | CA | Broker Dealer |
Financial Telesis Inc. | A5874 | CA | Broker Dealer |
World Capital Brokerage, Inc. | A5796 | CO | Broker Dealer |
Bear Creek Securities, LLC | A6759 | CO | Broker Dealer |
Mainline West Municipal Securities, LLC | A6935 | CO | Broker Dealer |
Geneos Wealth Management, Inc. | A6087 | CO | Broker Dealer |
Gill Capital Partners, LLC | A1819 | CO | Broker Dealer |
Sovereign Global Advisors, LLC | A7429 | CO | Broker Dealer |
GVC Capital LLC | A6029 | CO | Broker Dealer |
Empower Financial Services, Inc. | A7517 | CO | Broker Dealer |
Harvestons Securities, Inc. | A4382 | CO | Broker Dealer |
Cascade Investment Group, Inc. | A4434 | CO | Broker Dealer |