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Notice 2025-08 - Request for Comment
Publication date: | Comment due:
Request for Comment on MSRB Rule D-15 Defining the Term Sophisticated Municipal Market Professional
Information for:

General Public, Investors, Issuers

Rule Number:

Rule D-15

All comments to Notice 2025-08

  1. American Securities Association: Letter from Jessica R. Giroux, Chief Legal Officer, dated February 2, 2026
  2. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, Research and Public Policy, dated February 2, 2026
  3. City of Richardson, TX: Letter from Aimee Ferguson [undated]
  4. Government Finance Officers Association: Letter from Emily S. Brock, Director, Federal Liaison Center, dated February 2, 2026
  5. Public Investors Advocate Bar Association: Letter from Michael Bixby, President, dated January 30, 2026
  6. Second Chair LLC: Email from Mark Conner dated November 3, 2025 and Letter from Mark Conner, Principal [undated]
  7. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Head of Municipal Securities, dated February 2, 2026
  8. Varnavides Law: Letter from Gary A. Varnavides dated February 2, 2026
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Notice 2023-02 - Request for Comment
Publication date: | Comment due:
Request for Comment Regarding a Retrospective Review of the MSRB’s Time of Trade Disclosure Rule and Draft Amendments to MSRB Rule D-15, On Sophisticated Municipal Market Professionals
Information for:

Dealers, General Public, Investors

Rule Number:

Rule G-47, Rule D-15

All Comments to Notice 2023-02

  1. AKF Consulting: Letter from Andrea Feirstein, Managing Director, and Mark Chapleau, Senior Consultant, dated April 20, 2023
  2. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated April 17, 2023
  3. College Savings Plans Network: Letter from Rachel Biar, Nebraska Assistant State Treasurer, NEST 529 College Savings Program Director, Chairman, College Savings Plans Network, dated April 17, 2023
  4. Government Finance Officers Association: Letter from Emily Brock, Director, Federal Liaison Center, dated July 21, 2023
  5. McLane, Curtis: Email dated April 19, 2023
  6. my529: Letter from Richard K. Ellis, Executive Director, dated April 17, 2023
  7. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Head of Municipal Securities, dated April 17, 2023
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Notice 2021-08 - Request for Comment
Publication date: | Comment due:
Request for Comment on Amendments to Rule G-10 Notification Requirements for Dealers
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-10, Rule G-48, Rule D-9, Rule D-15

All Comments to Notice 2021-08

1. American Securities Association: Letter from Christopher A. Iacovella, Chief Executive Officer, dated June 28, 2021

2. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated June 28, 2021

3. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated June 28, 2021

4. Szaro, Jennifer: Email dated May 17, 2021

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