Regulatory Documents

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Notice 2005-59 - Informational Notice

Publication date: 12/07/2005

MSRB Files Amendment with SEC Relating to Previously Filed Interpretive Notice on the Definition of Solicitation Under Rules G-37 and Rule G-38

Rule Number:

Rule G-37, Rule G-38

Notice 2005-53 - Informational Notice

Publication date: 10/11/2005

Reminder: New Forms G-37 and G-38t To Be Used in Connection with Submissions Under Rules G-37 and G-38 For Calendar Quarter Ended September 30, 2005

Rule Number:

Rule G-37, Rule G-38

Notice 2005-50 - Informational Notice

Publication date: 09/26/2005

SEC Approves Amendments to Rule G-37(c), Concerning Solicitation and Coordination of Payments to Political Parties, and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d), on Indirect Violations

Rule Number:

Rule G-37

Notice 2005-44 - Informational Notice

Publication date: 08/18/2005

SEC Approves Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business

Rule Number:

Rule G-8, Rule G-37, Rule G-38

Notice 2005-36 - Informational Notice

Publication date: 06/21/2005

MSRB Files An Amendment to Rule G-37(C), Concerning Solicitation and Coordination of Payments to Political Parties, And Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d), on Indirect Violations

Rule Number:

Rule G-37

Notice 2005-34 - Informational Notice

Publication date: 06/08/2005

The Definition of Solicitation Under Rules G-37 and G-38 with the SEC

Rule Number:

Rule G-37, Rule G-38

Notice 2005-33 - Informational Notice

Publication date: 06/02/2005

Technical Amendment Filed to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business

Rule Number:

Rule G-37

Notice 2005-16 - Informational Notice

Publication date: 03/15/2005

Proposed Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business to Be Filed with the Securities and Exchange Commission

Rule Number:

Rule G-8, Rule G-37, Rule G-38

Notice 2005-15 - Informational Notice

Publication date: 03/08/2005

MSRB Files Comment Letter on SEC Concept Release

Rule Number:

Rule G-37

Notice 2004-33 - Informational Notice

Publication date: 10/12/2004

Correction to MSRB Notice 2004-32 Requesting Comments on Revised Draft Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business

Rule Number:

Rule G-37

Notice 2004-08 - Informational Notice

Publication date: 02/25/2004

Additional Questions and Answers: Rules G-37 and G-38

Rule Number:

Rule G-37

Notice 2003-41 - Informational Notice

Publication date: 10/30/2003

Technical Revisions and Reorganization of Rule G-37 Qs & As

Rule Number:

Rule G-37, Rule G-8, Rule G-9

Notice 2003-32 - Informational Notice

Publication date: 08/06/2003

Notice Concerning Indirect Rule Violations: Rules G-37 and G-38

Rule Number:

Rule G-37

Notice 2003-25 - Informational Notice

Publication date: 06/30/2003

Electronic G-37 Submission System (eG-37 System) Becomes Operational

Rule Number:

Rule G-37

Notice 2003-17 - Informational Notice

Publication date: 05/12/2003

SEC Approves Amendments to Rule G-37 Revising the Exemption Process and the Definition of Municipal Finance Professional

Rule Number:

Rule G-37, Rule G-8

Notice 2003-11 - Informational Notice

Publication date: 03/26/2003

Amendment Filed to Rule G-37 Rule Change Pending at SEC

Rule Number:

Rule G-37, Rule G-8

Notice 2003-10 - Informational Notice

Publication date: 03/21/2003

Notice of Proposed Establishment of Optional System for Electronic Submission of Forms G-37/G-38 and G-37x

Rule Number:

Rule G-37, Rule G-8

Notice 2002-31 - Informational Notice

Publication date: 09/26/2002

Amendments Filed to Rule G-37 Concerning the Exemption Process and the Definition of Municipal Finance Professional

Rule Number:

Rule G-37

Notice 2001-42 - Informational Notice

Publication date: 11/21/2001

Activities by Dealers and Municipal Finance Professionals During Transition Periods for Elected Issuer Officials

Rule Number:

Rule G-37

Notice 2001-20 - Informational Notice

Publication date: 06/06/2001

Question and Answer Notice: Rules G-37 and G-38

Rule Number:

Rule G-37

Notice 2001-14 - Informational Notice

Publication date: 04/09/2001

MSRB Review of Rule G-37, on Political Contributions

Rule Number:

Rule G-37

Notice 2000-10 - Informational Notice

Publication date: 03/01/2000

Rule G-38 Questions and Answers Concerning Information About Consultants' Political Contributions and Payments to State and Local Political Parties

Rule Number:

Rule G-37, Rule G-8

Notice 2000-11 - Informational Notice

Publication date: 03/01/2000

Scope of Waiver Provision in Rule G-37(i)

Rule Number:

Rule G-37

Compliance Resource

Publication date:

Instructions for Forms G-37, G-37x and G-38t

Information for:

Dealers, Municipal Advisors

Rule Number:

Rule G-37

Compliance Resource

Publication date:

Summary of Ban on Business Provisions Under MSRB Rule G-37

Information for:

Dealers, Issuers, Municipal Advisors

Rule Number:

Rule G-37

Regulatory Documents for the
Municipal Market

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Regulatory Document Type

MSRB Files Amendment with SEC Relating to Previously Filed Interpretive Notice on the Definition of Solicitation Under Rules G-37 and Rule G-38

Reminder: New Forms G-37 and G-38t To Be Used in Connection with Submissions Under Rules G-37 and G-38 For Calendar Quarter Ended September 30, 2005

SEC Approves Amendments to Rule G-37(c), Concerning Solicitation and Coordination of Payments to Political Parties, and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d), on Indirect Violations

SEC Approves Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business

MSRB Files An Amendment to Rule G-37(C), Concerning Solicitation and Coordination of Payments to Political Parties, And Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d), on Indirect Violations

The Definition of Solicitation Under Rules G-37 and G-38 with the SEC

Technical Amendment Filed to Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business

Proposed Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business to Be Filed with the Securities and Exchange Commission

MSRB Files Comment Letter on SEC Concept Release

Correction to MSRB Notice 2004-32 Requesting Comments on Revised Draft Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business

Additional Questions and Answers: Rules G-37 and G-38

Technical Revisions and Reorganization of Rule G-37 Qs & As

Notice Concerning Indirect Rule Violations: Rules G-37 and G-38

Electronic G-37 Submission System (eG-37 System) Becomes Operational

SEC Approves Amendments to Rule G-37 Revising the Exemption Process and the Definition of Municipal Finance Professional

Amendment Filed to Rule G-37 Rule Change Pending at SEC

Notice of Proposed Establishment of Optional System for Electronic Submission of Forms G-37/G-38 and G-37x

Amendments Filed to Rule G-37 Concerning the Exemption Process and the Definition of Municipal Finance Professional

Activities by Dealers and Municipal Finance Professionals During Transition Periods for Elected Issuer Officials

Question and Answer Notice: Rules G-37 and G-38

MSRB Review of Rule G-37, on Political Contributions

Rule G-38 Questions and Answers Concerning Information About Consultants' Political Contributions and Payments to State and Local Political Parties

Scope of Waiver Provision in Rule G-37(i)

Instructions for Forms G-37, G-37x and G-38t

Summary of Ban on Business Provisions Under MSRB Rule G-37

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

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MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the
Municipal Market