Regulatory Documents

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Notice 2024-13 - Informational Notice

Publication date: 10/28/2024

MSRB Seeks Volunteers for Advisory Groups Including a New Group on Technology

Information for:

Dealers, General Public, Investors, Issuers, Municipal Advisors

Notice 2024-12 - Approval Notice

Publication date: 09/20/2024

SEC Approves Amendments to MSRB Rule G‐14 to Shorten Timeframe for Reporting Transactions in Municipal Securities

Information for:

Dealers, General Public, Investors

Rule Number:

Rule G-12, Rule G-14, IF-1

Notice 2024-11 - Informational Notice

Publication date: 07/30/2024

MSRB Amends Real-Time Transaction Reporting and Price Dissemination Information Facility to Consolidate Subscriber Access to Real-Time Transaction Reporting System Data

Information for:

Dealers

Rule Number:

IF-1

Notice 2024-10 - Approval Notice

Publication date: 07/12/2024

SEC Approves Amendments to Rule G-47 to Add Three New Time of Trade Disclosure Scenarios, Codify and Consolidate Existing Guidance, Delete Certain Guidance, and Make Technical Amendments

Information for:

Dealers, General Public, Investors

Rule Number:

Rule G-47

Notice 2024-08 - Informational Notice

Publication date: 05/31/2024

MSRB Amends Rule G-27 to Allow Dealers to Conduct Remote Inspections, Consistent with Recent FINRA Amendments

Information for:

Dealers, General Public, Investors, Issuers

Rule Number:

Rule G-27

Notice 2024-07 - Informational Notice

Publication date: 05/22/2024

MSRB to Retire Select Interpretive Guidance Regarding Inter-Dealer Confirmation Disclosures

Information for:

Bank Dealers, Dealers, General Public, Investors

Rule Number:

Rule G-12, Rule G-15

Notice 2024-06 - Informational Notice

Publication date: 05/10/2024

MSRB Amends Rule G-27 to Adopt the Residential Supervisory Location Classification Consistent with FINRA Dealer Supervision Provisions

Information for:

Dealers, General Public, Investors, Issuers

Rule Number:

Rule G-27

Notice 2024-05 - Informational Notice

Publication date: 03/21/2024

MSRB Makes Technical Amendment to Rule A-11 on Municipal Advisor Fees

Information for:

Municipal Advisors

Rule Number:

Rule A-11

Notice 2024-04 - Informational Notice

Publication date: 02/16/2024

Existing Dealer and Municipal Advisor Fees Maintained Upon Withdrawal of 2024 Annual Rate Card

Rule Number:

Rule A-11, Rule A-13

Notice 2024-03 - Approval Notice

Publication date: 02/08/2024

SEC Approves Amendment to MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date

Rule Number:

Rule G-12

Notice 2024-02 - Informational Notice

Publication date: 01/30/2024

Current Dealer and Municipal Advisor Fees Upon SEC Suspension of 2024 Annual Rate Card Fees

Information for:

Dealers, Municipal Advisors

Rule Number:

Rule A-11, Rule A-13

Notice 2024-01 - Informational Notice

Publication date: 01/04/2024

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Information for:

Dealers, Municipal Advisors

Rule Number:

Rule A-18

Notice 2001-44 - Informational Notice

Publication date: 12/13/2001

Amendments to Rule A-4, on Meetings of the Board

Rule Number:

Rule A-4

Notice 2001-42 - Informational Notice

Publication date: 11/21/2001

Activities by Dealers and Municipal Finance Professionals During Transition Periods for Elected Issuer Officials

Rule Number:

Rule G-37

Notice 2001-41 - Informational Notice

Publication date: 11/06/2001

Proposed Rule Change Filed Concerning Official Communications

Rule Number:

Rule G-15, Rule G-8

Notice 2001-40 - Informational Notice

Publication date: 11/01/2001

MSRB Begins Production of Daily Comprehensive Report

Notice 2001-39 - Informational Notice

Publication date: 10/16/2001

Proposed Rule Change Concerning Minimum Denominations Filed with the Securities and Exchange Commission

Rule Number:

Rule G-15, Rule G-17, Rule G-8

Notice 2001-38 - Informational Notice

Publication date: 10/15/2001

Daily Comprehensive Report Will Be Available Beginning on November 1, 2001

Notice 2001-37 - Informational Notice

Publication date: 10/04/2001

Public Reporting of Transactions in Municipal Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2001-28 - Informational Notice

Publication date: 09/26/2001

MSRB and TBMA to Hold Compliance Seminar

Notice 2001-36 - Informational Notice

Publication date: 09/26/2001

MSRB and TBMA to Hold Compliance Seminar on November 13, 2001

Notice 2001-34 - Informational Notice

Publication date: 09/14/2001

Municipal Market Activity - Thursday, September 13, 2001

Notice 2001-35 - Informational Notice

Publication date: 09/14/2001

Municipal Market Activity - Dealer - Dealer Trading (September 11-13, 2001)

Notice 2001-33 - Informational Notice

Publication date: 09/13/2001

Municipal Market Activity - Tuesday, September 11 - Thursday, September 13, 2001

Notice 2001-32 - Informational Notice

Publication date: 09/10/2001

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Seeks Volunteers for Advisory Groups Including a New Group on Technology

SEC Approves Amendments to MSRB Rule G‐14 to Shorten Timeframe for Reporting Transactions in Municipal Securities

MSRB Amends Real-Time Transaction Reporting and Price Dissemination Information Facility to Consolidate Subscriber Access to Real-Time Transaction Reporting System Data

SEC Approves Amendments to Rule G-47 to Add Three New Time of Trade Disclosure Scenarios, Codify and Consolidate Existing Guidance, Delete Certain Guidance, and Make Technical Amendments

MSRB Amends Rule G-27 to Allow Dealers to Conduct Remote Inspections, Consistent with Recent FINRA Amendments

MSRB to Retire Select Interpretive Guidance Regarding Inter-Dealer Confirmation Disclosures

MSRB Amends Rule G-27 to Adopt the Residential Supervisory Location Classification Consistent with FINRA Dealer Supervision Provisions

MSRB Makes Technical Amendment to Rule A-11 on Municipal Advisor Fees

Existing Dealer and Municipal Advisor Fees Maintained Upon Withdrawal of 2024 Annual Rate Card

SEC Approves Amendment to MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date

Current Dealer and Municipal Advisor Fees Upon SEC Suspension of 2024 Annual Rate Card Fees

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Amendments to Rule A-4, on Meetings of the Board

Activities by Dealers and Municipal Finance Professionals During Transition Periods for Elected Issuer Officials

Proposed Rule Change Filed Concerning Official Communications

MSRB Begins Production of Daily Comprehensive Report

Proposed Rule Change Concerning Minimum Denominations Filed with the Securities and Exchange Commission

Daily Comprehensive Report Will Be Available Beginning on November 1, 2001

Public Reporting of Transactions in Municipal Securities: Rule G-14

MSRB and TBMA to Hold Compliance Seminar

MSRB and TBMA to Hold Compliance Seminar on November 13, 2001

Municipal Market Activity - Thursday, September 13, 2001

Municipal Market Activity - Dealer - Dealer Trading (September 11-13, 2001)

Municipal Market Activity - Tuesday, September 11 - Thursday, September 13, 2001

Board Elects Officers

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market