Regulatory Documents

Select regulatory documents by category:

Notice 2004-14 - Informational Notice

Publication date: 06/04/2004

Notice on Certain Inter-Dealer Transfers of Municipal Securities: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-15 - Informational Notice

Publication date: 06/04/2004

Reminder Notice Concerning RTTM Implementation Date and Requirement for Comparison of Cash and Next-Day Trades: Rule G-12(f)

Rule Number:

Rule G-12

Notice 2004-13 - Informational Notice

Publication date: 06/01/2004

Real-Time Transaction Reporting: Notice of Filing of Proposed Rule Change to Rules G-14 and G-12(f)

Rule Number:

Rule G-12, Rule G-14

Notice 2004-10 - Informational Notice

Publication date: 03/22/2004

MSRB and TBMA Hold Compliance Seminar on May 1, 2004 in Chicago, IL

Notice 2004-09 - Informational Notice

Publication date: 03/03/2004

Notice on Deliveries of Step Out Transactions Through the Automated Comparison System

Rule Number:

Rule G-14

Notice 2004-08 - Informational Notice

Publication date: 02/25/2004

Additional Questions and Answers: Rules G-37 and G-38

Rule Number:

Rule G-37

Notice 2004-07 - Informational Notice

Publication date: 02/13/2004

Financial Statements-Fiscal Years Ended September 30, 2003 and 2002

Notice 2004-06 - Informational Notice

Publication date: 02/10/2004

Reminder Regarding Accuracy of Information Submitted to the MSRB Transaction Reporting System: Rule G-14

Rule Number:

Rule G-14

Notice 2004-05 - Informational Notice

Publication date: 02/02/2004

Amendments Approved Regarding the National Do-Not-Call Registry

Rule Number:

Rule G-8, Rule G-39

Notice 2004-04 - Informational Notice

Publication date: 01/29/2004

MSRB Publishes Glossary of Municipal Securities Terms, Second Edition

Notice 2004-03 - Informational Notice

Publication date: 01/26/2004

Review of Dealer Pricing Responsibilities

Rule Number:

Rule G-18, Rule G-30

Notice 2004-02 - Informational Notice

Publication date: 01/23/2004

Revised Specifications For the Real-Time Transaction Reporting System, Version 1.2

Notice 2004-01 - Informational Notice

Publication date: 01/15/2004

Recommendations Requested for Board Nominations

Notice 2004-01b - Informational Notice

Publication date: 01/15/2004

Recommendation Form

Notice 2004-01a - Informational Notice

Publication date: 01/15/2004

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Notice on Certain Inter-Dealer Transfers of Municipal Securities: Rules G-12(f) and G-14

Reminder Notice Concerning RTTM Implementation Date and Requirement for Comparison of Cash and Next-Day Trades: Rule G-12(f)

Real-Time Transaction Reporting: Notice of Filing of Proposed Rule Change to Rules G-14 and G-12(f)

MSRB and TBMA Hold Compliance Seminar on May 1, 2004 in Chicago, IL

Notice on Deliveries of Step Out Transactions Through the Automated Comparison System

Additional Questions and Answers: Rules G-37 and G-38

Financial Statements-Fiscal Years Ended September 30, 2003 and 2002

Reminder Regarding Accuracy of Information Submitted to the MSRB Transaction Reporting System: Rule G-14

Amendments Approved Regarding the National Do-Not-Call Registry

MSRB Publishes Glossary of Municipal Securities Terms, Second Edition

Review of Dealer Pricing Responsibilities

Revised Specifications For the Real-Time Transaction Reporting System, Version 1.2

Recommendations Requested for Board Nominations

Recommendation Form

Terms of Present Board Members

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market