Regulatory Documents

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Notice 2024-13 - Informational Notice

Publication date: 10/28/2024

MSRB Seeks Volunteers for Advisory Groups Including a New Group on Technology

Information for:

Dealers, General Public, Investors, Issuers, Municipal Advisors

Notice 2024-12 - Approval Notice

Publication date: 09/20/2024

SEC Approves Amendments to MSRB Rule G‐14 to Shorten Timeframe for Reporting Transactions in Municipal Securities

Information for:

Dealers, General Public, Investors

Rule Number:

Rule G-12, Rule G-14, IF-1

Notice 2024-11 - Informational Notice

Publication date: 07/30/2024

MSRB Amends Real-Time Transaction Reporting and Price Dissemination Information Facility to Consolidate Subscriber Access to Real-Time Transaction Reporting System Data

Information for:

Dealers

Rule Number:

IF-1

Notice 2024-10 - Approval Notice

Publication date: 07/12/2024

SEC Approves Amendments to Rule G-47 to Add Three New Time of Trade Disclosure Scenarios, Codify and Consolidate Existing Guidance, Delete Certain Guidance, and Make Technical Amendments

Information for:

Dealers, General Public, Investors

Rule Number:

Rule G-47

Notice 2024-08 - Informational Notice

Publication date: 05/31/2024

MSRB Amends Rule G-27 to Allow Dealers to Conduct Remote Inspections, Consistent with Recent FINRA Amendments

Information for:

Dealers, General Public, Investors, Issuers

Rule Number:

Rule G-27

Notice 2024-07 - Informational Notice

Publication date: 05/22/2024

MSRB to Retire Select Interpretive Guidance Regarding Inter-Dealer Confirmation Disclosures

Information for:

Bank Dealers, Dealers, General Public, Investors

Rule Number:

Rule G-12, Rule G-15

Notice 2024-06 - Informational Notice

Publication date: 05/10/2024

MSRB Amends Rule G-27 to Adopt the Residential Supervisory Location Classification Consistent with FINRA Dealer Supervision Provisions

Information for:

Dealers, General Public, Investors, Issuers

Rule Number:

Rule G-27

Notice 2024-05 - Informational Notice

Publication date: 03/21/2024

MSRB Makes Technical Amendment to Rule A-11 on Municipal Advisor Fees

Information for:

Municipal Advisors

Rule Number:

Rule A-11

Notice 2024-04 - Informational Notice

Publication date: 02/16/2024

Existing Dealer and Municipal Advisor Fees Maintained Upon Withdrawal of 2024 Annual Rate Card

Rule Number:

Rule A-11, Rule A-13

Notice 2024-03 - Approval Notice

Publication date: 02/08/2024

SEC Approves Amendment to MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date

Rule Number:

Rule G-12

Notice 2024-02 - Informational Notice

Publication date: 01/30/2024

Current Dealer and Municipal Advisor Fees Upon SEC Suspension of 2024 Annual Rate Card Fees

Information for:

Dealers, Municipal Advisors

Rule Number:

Rule A-11, Rule A-13

Notice 2024-01 - Informational Notice

Publication date: 01/04/2024

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

Information for:

Dealers, Municipal Advisors

Rule Number:

Rule A-18

Notice 2008-49 - Informational Notice

Publication date: 12/16/2008

MSRB Announces Short System Registration and Testing of Web Services

Rule Number:

Rule G-34

Notice 2008-48 - Informational Notice

Publication date: 12/10/2008

MSRB Publishes Short System XML Interface Specifications and Data Elements

Rule Number:

Rule G-34

Notice 2008-47 - Informational Notice

Publication date: 12/08/2008

MSRB Receives Approval to Establish a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA)

Notice 2008-46 - Informational Notice

Publication date: 11/18/2008

MSRB Files Proposal to Increase Transparency of Auction Rate Securities and Variable Rate Demand Obligations

Rule Number:

Rule G-34

Notice 2008-45 - Informational Notice

Publication date: 11/06/2008

MSRB Files Amendment Relating to Proposed Continuing Disclosure Service of the MSRB's Electronic Municipal Market Access System (EMMA)

Notice 2008-44 - Informational Notice

Publication date: 10/21/2008

MSRB Hosts Webinar on RTRS and NIIDS

Notice 2008-43 - Informational Notice

Publication date: 10/15/2008

MSRB Gateway Roll Out and Training: First Phase of MSRB Gateway Simplifies Regulatory Tasks

Notice 2008-42 - Informational Notice

Publication date: 10/14/2008

MSRB and SIFMA to Hold Compliance Seminar on October 27, 2008

Notice 2008-41 - Informational Notice

Publication date: 09/30/2008

Reminder of Effective Date of MSRB Rules Relating to DTCC'S NIIDS System

Rule Number:

Rule G-34

Notice 2008-40 - Informational Notice

Publication date: 09/24/2008

Preliminary Specifications for Primary Market Subscription and Document Submission Feeds of the MSRB's Electronic Municipal Market Access System ("EMMA")

Notice 2008-39 - Informational Notice

Publication date: 09/16/2008

Enhancement of RTRS Dealer Data Quality Summary Reports to Show New Deadlines

Notice 2008-38 - Informational Notice

Publication date: 09/11/2008

Reminder Regarding the Application of Rule G-37 to Federal Election Campaigns of Issuer Officials

Rule Number:

Rule G-37

Notice 2008-37 - Informational Notice

Publication date: 09/08/2008

Reminder of Upcoming Changes to MSRB Rules Relating to DTCC'S NIIDS System

Rule Number:

Rule G-8, Rule G-9, Rule G-34

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Seeks Volunteers for Advisory Groups Including a New Group on Technology

SEC Approves Amendments to MSRB Rule G‐14 to Shorten Timeframe for Reporting Transactions in Municipal Securities

MSRB Amends Real-Time Transaction Reporting and Price Dissemination Information Facility to Consolidate Subscriber Access to Real-Time Transaction Reporting System Data

SEC Approves Amendments to Rule G-47 to Add Three New Time of Trade Disclosure Scenarios, Codify and Consolidate Existing Guidance, Delete Certain Guidance, and Make Technical Amendments

MSRB Amends Rule G-27 to Allow Dealers to Conduct Remote Inspections, Consistent with Recent FINRA Amendments

MSRB to Retire Select Interpretive Guidance Regarding Inter-Dealer Confirmation Disclosures

MSRB Amends Rule G-27 to Adopt the Residential Supervisory Location Classification Consistent with FINRA Dealer Supervision Provisions

MSRB Makes Technical Amendment to Rule A-11 on Municipal Advisor Fees

Existing Dealer and Municipal Advisor Fees Maintained Upon Withdrawal of 2024 Annual Rate Card

SEC Approves Amendment to MSRB Rule G-12 to Promote the Completion of Allocations, Confirmations, and Affirmations by the End of Trade Date

Current Dealer and Municipal Advisor Fees Upon SEC Suspension of 2024 Annual Rate Card Fees

Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing

MSRB Announces Short System Registration and Testing of Web Services

MSRB Publishes Short System XML Interface Specifications and Data Elements

MSRB Receives Approval to Establish a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA)

MSRB Files Proposal to Increase Transparency of Auction Rate Securities and Variable Rate Demand Obligations

MSRB Files Amendment Relating to Proposed Continuing Disclosure Service of the MSRB's Electronic Municipal Market Access System (EMMA)

MSRB Hosts Webinar on RTRS and NIIDS

MSRB Gateway Roll Out and Training: First Phase of MSRB Gateway Simplifies Regulatory Tasks

MSRB and SIFMA to Hold Compliance Seminar on October 27, 2008

Reminder of Effective Date of MSRB Rules Relating to DTCC'S NIIDS System

Preliminary Specifications for Primary Market Subscription and Document Submission Feeds of the MSRB's Electronic Municipal Market Access System ("EMMA")

Enhancement of RTRS Dealer Data Quality Summary Reports to Show New Deadlines

Reminder Regarding the Application of Rule G-37 to Federal Election Campaigns of Issuer Officials

Reminder of Upcoming Changes to MSRB Rules Relating to DTCC'S NIIDS System

Guidance, Notices & Resources

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Regulatory Documents for the Municipal Market

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MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the
Municipal Market