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SEC Filing SR-MSRB-2026-03

Publication date: 06/18/2026

Proposed Rule Change Consisting of Amendments to MSRB Rule G-28, on Transactions with Employees and Partners of Other Municipal Securities Professionals, to Harmonize and Better Align with FINRA Rule 3210, on Accounts at Other Broker-Dealers and Financial Institutions

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SEC Filing SR-MSRB-2026-02

Publication date: 05/01/2026

Proposed Rule Change Consisting of Amendments to MSRB Rule G-20 to Revise the MSRB’s Gift and Gratuities Requirements to Preserve Alignment with Amendments to FINRA Rule 3220 and to Make Certain Technical Amendments

Federal Register Notice of Immediately Effective Proposed Rule Change (May 07, 2026 )

SEC Order (May 04, 2026 )

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SEC Filing SR-MSRB-2026-01

Publication date: 04/30/2026

Proposed Rule Change to Amend MSRB Rule G-12(c) to Codify and Retire or Revise Certain Existing Interpretive Guidance on Confirmation Requirements for Those Inter-Dealer Municipal Securities Transactions That are Ineligible for Automated Comparison [Refiled to make technical changes, original filed on April 28, 2026]

SEC Approval Order (June 17, 2026 )

Federal Register Notice of Filing (May 07, 2026 )

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