Regulatory Documents

Select regulatory documents by category:

Notice 2004-06 - Informational Notice

Publication date: 02/10/2004

Reminder Regarding Accuracy of Information Submitted to the MSRB Transaction Reporting System: Rule G-14

Rule Number:

Rule G-14

Notice 2004-05 - Informational Notice

Publication date: 02/02/2004

Amendments Approved Regarding the National Do-Not-Call Registry

Rule Number:

Rule G-8, Rule G-39

Notice 2004-04 - Informational Notice

Publication date: 01/29/2004

MSRB Publishes Glossary of Municipal Securities Terms, Second Edition

Notice 2004-03 - Informational Notice

Publication date: 01/26/2004

Review of Dealer Pricing Responsibilities

Rule Number:

Rule G-18, Rule G-30

Notice 2004-02 - Informational Notice

Publication date: 01/23/2004

Revised Specifications For the Real-Time Transaction Reporting System, Version 1.2

Notice 2004-01 - Informational Notice

Publication date: 01/15/2004

Recommendations Requested for Board Nominations

Notice 2004-01b - Informational Notice

Publication date: 01/15/2004

Recommendation Form

Notice 2004-01a - Informational Notice

Publication date: 01/15/2004

Terms of Present Board Members

Notice 2003-44 - Informational Notice

Publication date: 12/11/2003

Real-Time Transaction Reporting: Revised Schedule and Operational Plan

Notice 2003-43 - Informational Notice

Publication date: 11/24/2003

Transaction Reporting of Multiple Transactions Between Dealers in the Same Issue: Rules G-12 (f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2003-42 - Informational Notice

Publication date: 11/04/2003

529 College Savings Plans – MSRB Market Outreach & Education Series

Notice 2003-41 - Informational Notice

Publication date: 10/30/2003

Technical Revisions and Reorganization of Rule G-37 Qs & As

Rule Number:

Rule G-37, Rule G-8, Rule G-9

Notice 2003-40 - Informational Notice

Publication date: 10/17/2003

Final Agenda for MSRB Forum on the 529 College Savings Plan Market

Notice 2003-39 - Informational Notice

Publication date: 09/23/2003

Revised Specifications for the Real-Time Transaction Reporting System

Notice 2003-38 - Informational Notice

Publication date: 09/08/2003

529 College Savings Plans – MSRB Market Outreach & Education Series

Notice 2003-37 - Informational Notice

Publication date: 08/28/2003

Withdrawal of Market Emergencies Rule Filing

Notice 2003-36 - Informational Notice

Publication date: 08/21/2003

Questions and Answers Regarding Real-Time Transaction Reporting

Notice 2003-35 - Informational Notice

Publication date: 08/19/2003

Amendments Filed Regarding the National Do-Not-Call Registry

Rule Number:

Rule G-39, Rule G-8

Notice 2003-34 - Informational Notice

Publication date: 08/18/2003

Proposed Rule Change Approved to Amend Rule A-14, on Annual Fees

Notice 2003-33 - Informational Notice

Publication date: 08/15/2003

529 College Savings Plans - MSRB Market Outreach & Education Series

Notice 2003-32 - Informational Notice

Publication date: 08/06/2003

Notice Concerning Indirect Rule Violations: Rules G-37 and G-38

Rule Number:

Rule G-37

Notice 2003-31 - Informational Notice

Publication date: 08/04/2003

Revised Form G-40, on E-Mail Contacts

Rule Number:

Rule G-3

Notice 2003-30 - Informational Notice

Publication date: 07/31/2003

Dealer Feedback System: T+2 Inter-dealer Transaction Report

Rule Number:

Rule G-14

Notice 2003-29 - Informational Notice

Publication date: 07/25/2003

Reminder Notice Concerning Automated Comparison of Cash and Next-Day Trades: Rule G-12(f)

Rule Number:

Rule G-12

Notice 2003-28 - Informational Notice

Publication date: 07/16/2003

Approval by SEC of Rule G-41, on Anti-Money Laundering Compliance

Rule Number:

Rule G-41

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Reminder Regarding Accuracy of Information Submitted to the MSRB Transaction Reporting System: Rule G-14

Amendments Approved Regarding the National Do-Not-Call Registry

MSRB Publishes Glossary of Municipal Securities Terms, Second Edition

Review of Dealer Pricing Responsibilities

Revised Specifications For the Real-Time Transaction Reporting System, Version 1.2

Recommendations Requested for Board Nominations

Recommendation Form

Terms of Present Board Members

Real-Time Transaction Reporting: Revised Schedule and Operational Plan

Transaction Reporting of Multiple Transactions Between Dealers in the Same Issue: Rules G-12 (f) and G-14

529 College Savings Plans – MSRB Market Outreach & Education Series

Technical Revisions and Reorganization of Rule G-37 Qs & As

Final Agenda for MSRB Forum on the 529 College Savings Plan Market

Revised Specifications for the Real-Time Transaction Reporting System

529 College Savings Plans – MSRB Market Outreach & Education Series

Withdrawal of Market Emergencies Rule Filing

Questions and Answers Regarding Real-Time Transaction Reporting

Amendments Filed Regarding the National Do-Not-Call Registry

Proposed Rule Change Approved to Amend Rule A-14, on Annual Fees

529 College Savings Plans - MSRB Market Outreach & Education Series

Notice Concerning Indirect Rule Violations: Rules G-37 and G-38

Revised Form G-40, on E-Mail Contacts

Dealer Feedback System: T+2 Inter-dealer Transaction Report

Reminder Notice Concerning Automated Comparison of Cash and Next-Day Trades: Rule G-12(f)

Approval by SEC of Rule G-41, on Anti-Money Laundering Compliance

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market