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Notice 2014-05 - Informational Notice
Publication date:
SEC Approves New Consolidated Registration Rule and Registration Form for Dealers and Municipal Advisors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-14, Rule A-12

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Notice 2014-03 - Informational Notice
Publication date:
MSRB to Collect Additional Data About 529 College Savings Plans
Information for:

Bank Dealers, Dealers, Municipal Advisors, Municipal Fund Securities

Rule Number:

Rule G-8, Rule G-9

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Notice 2013-21 - Informational Notice
Publication date:
MSRB to Implement Protections for Investors Against Unexpected Changes in Bond Authorizing Documents
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-11

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Notice 2013-20 - Informational Notice
Publication date:
SEC Approves Amendments to MSRB Rules G-11, G-8 and G-32 to Include Provisions Specifically Tailored for Retail Order Periods
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-11, Rule G-32

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Notice 2013-18 - Informational Notice
Publication date:
MSRB Market Transparency Advisory – Suggested Practices in Submitting of Financial Disclosures to EMMA
Information for:

Bank Dealers, Dealers

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Notice 2013-17 - Informational Notice
Publication date:
Notice Regarding MSRB Policy on Interpretive Guidance
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2013-13 - Informational Notice
Publication date:
Notice Regarding Transactions in Direct-Pay Municipal Bonds Subject to Subsidy Reductions Due to the Federal Sequester
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-30

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Notice 2013-12 - Informational Notice
Publication date:
SEC Approves Amendments to MSRB Rule G-39, on Telemarketing
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-39

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Notice 2013-11 - Informational Notice
Publication date:
Enhancements to New Issue Information on EMMA
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-32, Rule G-34

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Notice 2013-08 - Informational Notice
Publication date:
MSRB Answers Frequently Asked Questions (FAQs) Regarding an Underwriter’s Disclosure Obligations to State and Local Government Issuers under Rule G-17
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17

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Notice 2013-05 - Informational Notice
Publication date:
MSRB Updates Electronic Form for Reporting Trades
Information for:

Bank Dealers, Dealers

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Notice 2013-03 - Informational Notice
Publication date:
RTRS Inter-Dealer Regulatory Dollar Price Reporting Requirement Effective February 25, 2013
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-14

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Notice 2013-01 - Informational Notice
Publication date:
MSRB Seeks Board of Directors Applicants
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2012-64 - Informational Notice
Publication date:
SEC Approves Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-14, Rule G-32, Rule G-34

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Notice 2012-62 - Informational Notice
Publication date:
Reminder of Effective Date of New Rule and Interpretive Notice Concerning Regulation of Broker's Brokers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-9, Rule G-18, Rule G-43

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Notice 2012-60 - Informational Notice
Publication date:
MSRB Extends Implementation Date of Inter-Dealer Regulatory Dollar Price Reporting Requirement
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-14

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Notice 2012-57 - Informational Notice
Publication date:
MSRB Revises Series 53 Study Outline
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-3

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Notice 2012-53 - Informational Notice
Publication date:
SEC Approves Enhancement to Large Trade Price Transparency
Information for:

Bank Dealers, Dealers

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Notice 2012-54 - Informational Notice
Publication date:
Reminder of November 1, 2012 Effective Date Regarding Amendments to MSRB Rule G-34 Relating to Use of the Term “Not Reoffered” for New Issues of Municipal Securities
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-34

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Notice 2012-52 - Informational Notice
Publication date:
MSRB Files Amendments with SEC to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-14, Rule G-32, Rule G-34

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Notice 2012-51 - Informational Notice
Publication date:
Reminder of Upcoming Changes to MSRB Transaction Reporting Requirements
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-14

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Notice 2012-49 - Informational Notice
Publication date:
New Online Procedure for Documenting Dealer System Outages
Information for:

Bank Dealers, Dealers

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Notice 2012-48 - Informational Notice
Publication date:
Amendments to MSRB Rule G-34 Relating to Use of the Term “Not Reoffered” for New Issues of Municipal Securities Approved
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-34

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Notice 2012-47 - Informational Notice
Publication date:
MSRB Creates New Online Training Videos on Making Primary Market and Continuing Disclosure Submissions to the EMMA Website
Information for:

Bank Dealers, Dealers

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