Click to see Rules that have recent rulemaking activity or compliance resources:
Rule G-1
Last Updated:
02/26/2015
Separately Identifiable Department or Division of a Bank
Rule Summary: Defines the term “separately identifiable department or division of a bank” and sets forth bank activities that constitute dealer activities.
Rule for:
Dealers, Municipal Advisors, Bank Dealers
Status:
Notice (05/06/2026)
Correction to MSRB Notice 2026-03 Requesting Comments on Draft Amendments to MSRB Rules to Retire Financial Advisor Terminology Pursuant to the MSRB’s Municipal Advisor Retrospective Rule Review
Rule G-27
Last Updated:
07/01/2024
Supervision
Rule Summary: Outlines requirements for a dealer’s supervision of personnel engaged in activities involving municipal securities activities.
Rule for:
Dealers, Bank Dealers, Municipal Fund Securities
Status:
Request for Comment (01/14/2026)
Request for Comment on MSRB Rule G-27 on Dealer Supervision
Request for Comment on Draft Amendments to MSRB Rules to Retire Financial Advisor Terminology Pursuant to the MSRB’s Municipal Advisor Retrospective Rule Review (as revised on May 6, 2026)