Click to see Rules that have recent rulemaking activity or compliance resources:
Rule G-2
Last Updated:
02/26/2015
Standards of Professional Qualification
Rule Summary: Prohibits dealers from effecting transactions in municipal securities and municipal advisors from engaging in municipal advisory activities unless they and their associated personnel are qualified in accordance with MSRB rules.
Rule for:
Dealers, Municipal Advisors, Bank Dealers
Status:
Compliance Resource (11/19/2025)
Steps for Registering as a Municipal Advisor
Rule G-17
Last Updated:
11/06/2019
Conduct of Municipal Securities and Municipal Advisory Activities
Rule Summary: Requires dealers and municipal advisors to deal fairly with all persons and not to engage in any deceptive, dishonest or unfair practice.
Rule for:
Dealers, Municipal Advisors, Bank Dealers, Municipal Fund Securities
Status:
Guidance (03/03/2025)
Time of Trade Disclosures in Inter-Dealer Transactions
Rule A-12
Last Updated:
08/09/2022
Rule D-11
Last Updated:
No amendment history
Concept Release: MSRB Requests Comment on Potential Modernization of Municipal Fund Securities Disclosure Obligations