This is a complete list of all broker-dealers and bank dealers registered with the MSRB. The list is updated nightly. Read more about working with financial professionals in the MSRB Education Center.
Firm Name Sort descending | MSRB ID | State | Registrant Type |
---|---|---|---|
Sentinel Securities, Inc. | A6013 | MA | Broker Dealer |
SF Investments, Inc. | A1330 | IL | Broker Dealer |
SG Long & Company | A5476 | MT | Broker Dealer |
Shareholders Service Group, LLC | A6333 | CA | Broker Dealer |
Shearson Financial Services LLC | A4749 | FL | Broker Dealer |
Siebert Williams Shank & Co., LLC | A5074 | NY | Broker Dealer/Municipal Advisor |
SIGMA Financial Corporation | A4441 | MI | Broker Dealer |
Signal Securities, Inc. | A3373 | TX | Broker Dealer |
Signature Estate Securities, LLC. | A6020 | CA | Broker Dealer |
Signet Securities, LLC | A7122 | OH | Broker Dealer/Municipal Advisor |
Silver Oak Securities, Incorporated | A5446 | TN | Broker Dealer |
Sisung Securities Corporation | A3587 | LA | Broker Dealer/Municipal Advisor |
SKA Securities, Inc. | A6094 | OH | Broker Dealer |
SMBC Nikko Securities America, Inc. | A4418 | NY | Broker Dealer |
SMH CAPITAL INVESTMENTS LLC | A3412 | TX | Broker Dealer |
Smith, Brown and Groover, Inc. | A0193 | GA | Broker Dealer |
Smith, Moore and Company | A1492 | MO | Broker Dealer |
Snowden Account Services LLC | A7307 | NY | Broker Dealer |
SoFi Securities, LLC | A7570 | CA | Broker Dealer |
Sorrento Pacific Financial, LLC | A6449 | CA | Broker Dealer |
South State Bank NA | B0470 | GA | Bank Dealer |
Southeast Investments, N.C. Inc. | A5111 | NC | Broker Dealer |
SouthState|DuncanWilliams Securities Corp. | A0748 | TN | Broker Dealer |
Sovereign Global Advisors, LLC | A7429 | CO | Broker Dealer |
Spartan Capital Securities, LLC | A6901 | NY | Broker Dealer |