The list below includes all MSRB registrants that have reported to the MSRB that they are effecting municipal securities transactions; this is not a complete list of all dealers registered with the MSRB. This list is provided to facilitate transaction reporting of municipal securities under MSRB Rule G-14, which requires dealers to report both customer and inter-dealer transactions to the MSRB using the four character (alpha) symbol assigned by NASDAQ.(Click here to see Rule G-14)

Inter-dealer Transactions: MSRB Rule G-14 requires dealers to report inter-dealer transactions to the MSRB through the Real Time Trade Matching (RTTM) system operated by the Depository Trust Clearing Corporation (DTCC). The procedures for reporting inter-dealer transactions require that dealers identify themselves and the contra-parties with which they are effecting transactions. Like the Real-Time Trade Reporting System (RTRS), the dealer identifiers used in the RTTM system must include the identifying (alpha) symbols assigned to each firm by NASDAQ. This is included in the field labeled "executing broker symbol.”  The list below is designed to help research the broker symbols of other dealers who effect municipal securities transactions and to confirm that the effecting firm is known by the MSRB under the correct company name and executing broker symbol.

Company Name
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MSRB Number Company Name EBS ID Sort descending
A2868 INTERCAROLINA FINANCIAL SVS,IN ICFS
A0117 INTERCOASTAL CAPITAL MARKETS INC. ICMB
A0117 INTERCOASTAL CAPITAL MARKETS INC. ICMI
A6990 BROKERAGESELECT IDAY
A7327 STONEX FINANCIAL INC. IFCS
A7538 IFP SECURITIES, LLC IFPS
A2442 INTERNATIONAL MONEY MANAGEMENT GROUP, INC IMMG
A5148 IMPERIAL CAPITAL, LLC IMPC
A2625 SATURNA BROKERAGE SERVICES, INC. INCC
A7579 INSPEREX LLC INCP
A6690 INTEGRAL FINANCIAL LLC INFI
A0706 INGALLS & SNYDER LLC INGS
A6980 ETC BROKERAGE SERVICES, LLC INNO
A5065 INVESTMENT PLANNERS, INC. INPI
A3831 TRANSAMERICA FINANCIAL ADVISORS, LLC INSC
A4089 INTERNATIONAL ASSETS ADVISORY, LLC INTA
A7327 STONEX FINANCIAL INC. INTL
A4089 INTERNATIONAL ASSETS ADVISORY, LLC INTX
A3944 INVESTMENT PLACEMENT GROUP IPGR
A7541 ALPHALEDGER MARKETS, INC IRIS
A5799 PLANMEMBER SECURITIES CORP. IRMD
A2822 INTERNATIONAL RESEARCH SEC. INC IRSI
A5797 INSTITUTIONAL SECURITIES CORP. ISCN
A0682 INSIGHT SECURITIES, INC. ISSI
A2689 STONEX SECURITIES INC. ITCC
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