The list below includes all MSRB registrants that have reported to the MSRB that they are effecting municipal securities transactions; this is not a complete list of all dealers registered with the MSRB. This list is provided to facilitate transaction reporting of municipal securities under MSRB Rule G-14, which requires dealers to report both customer and inter-dealer transactions to the MSRB using the four character (alpha) symbol assigned by NASDAQ.(Click here to see Rule G-14)

Inter-dealer Transactions: MSRB Rule G-14 requires dealers to report inter-dealer transactions to the MSRB through the Real Time Trade Matching (RTTM) system operated by the Depository Trust Clearing Corporation (DTCC). The procedures for reporting inter-dealer transactions require that dealers identify themselves and the contra-parties with which they are effecting transactions. Like the Real-Time Trade Reporting System (RTRS), the dealer identifiers used in the RTTM system must include the identifying (alpha) symbols assigned to each firm by NASDAQ. This is included in the field labeled "executing broker symbol.”  The list below is designed to help research the broker symbols of other dealers who effect municipal securities transactions and to confirm that the effecting firm is known by the MSRB under the correct company name and executing broker symbol.

Company Name
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MSRB Number Company Name EBS ID Sort descending
A7623 IUR SECURITIES LLC IURS
A6134 UNION CAPITAL COMPANY IVOL
A5962 JACQUES FINANCIAL LLC JACF
A4978 J ALDEN ASSOCIATES JADN
A0785 JANNEY MONTGOMERY SCOTT LLC JANY
A7305 JANE STREET CAPITAL, LLC JASC
A5141 JH DARBIE & CO., INC. JDRB
A5232 JEFFERIES LLC JEFF
A4990 THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. JEFM
A6984 ATIS, INC. JEVO
A5164 JOSEPH GUNNAR & CO. LLC JGUN
A5141 JH DARBIE & CO., INC. JHDR
A0797 JOE JOLLY & CO., INC. JJCO
A5773 TRADEWEB DIRECT LLC JJKE
A0786 JKR & CO., INC. JKRC
A4990 THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. JMFL
A5991 SCOTTSDALE CAPITAL ADVISORS JOHN
A7417 JOSEPH STONE CAPITAL, LLC JSCL
A0215 JACK V BUTTERFIELD INVEST. JVBF
A7114 COHEN & COMPANY SECURITIES, LLC JVBG
A6306 J.W. COLE FINANCIAL, INC. JWCF
A5874 FINANCIAL TELESIS INC. JWFS
A4274 KA ASSOCIATES, LLC KALA
A2725 REVERE SECURITIES LLC KART
A6910 ARETE WEALTH MANAGEMENT, LLC KAWM
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