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The list below includes all MSRB registrants that have reported to the MSRB that they are effecting municipal securities transactions; this is not a complete list of all dealers registered with the MSRB. This list is provided to facilitate transaction reporting of municipal securities under MSRB Rule G-14, which requires dealers to report both customer and inter-dealer transactions to the MSRB using the four character (alpha) symbol assigned by NASDAQ.(Click here to see Rule G-14)

Inter-dealer Transactions: MSRB Rule G-14 requires dealers to report inter-dealer transactions to the MSRB through the Real Time Trade Matching (RTTM) system operated by the Depository Trust Clearing Corporation (DTCC). The procedures for reporting inter-dealer transactions require that dealers identify themselves and the contra-parties with which they are effecting transactions. Like the Real-Time Trade Reporting System (RTRS), the dealer identifiers used in the RTTM system must include the identifying (alpha) symbols assigned to each firm by NASDAQ. This is included in the field labeled "executing broker symbol.”  The list below is designed to help research the broker symbols of other dealers who effect municipal securities transactions and to confirm that the effecting firm is known by the MSRB under the correct company name and executing broker symbol.

Company Name
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MSRB Number Company Name EBS ID Sort descending
A6808 AVENTURA SECURITIES, LLC AVEW
A6362 AVISEN WEALTH MANAGEMENT, INC. AVIS
A7492 AMERIVET SECURITIES, INC AVSI
A3901 AMERICAN WEALTH MANAGEMENT INC AWMI
A2690 EQUITABLE ADVISORS LLC. AXAA
A5948 AXOS CLEARING LLC AXCL
A3696 AXIOM CAPITAL MANAGEMENT INC, AXIO
A0081 BAKER GROUP LP BAKR
A7412 BANKERS LIFE SECURITIES INC. BALI
A5860 BRUCE A. LEFAVI SECURITIES, INC. BALS
A2132 CETERA INVESTMENT SERVICES LLC BANK
A0079 ROBERT W BAIRD & CO., INC. BARD
A0097 BARRETT & COMPANY BARR
B0510 BRYANT BANK CAPITAL MARKETS DIVISION BBCM
A5498 B. B. GRAHAM & CO., INC. BBGC
B0368 BANKERS' BANK INVESTMENT DEPT. BBID
A4481 PERFORMANCE TRUST CAPITAL PARTNERS, LLC BBNI
A6566 BARCLAYS CAPITAL INC. BCAP
A0085 BCG SECURITIES, INC. BCGS
A7554 BCI SECURITIES INC BCIB
A6566 BARCLAYS CAPITAL INC. BCLE
A6029 GVC CAPITAL LLC BCPI
A6759 BEAR CREEK SECURITIES, LLC BCRK
A6568 BETA CAPITAL SECURITIES LLC BCWM
A0775 BC ZIEGLER AND COMPANY BCZC