Back to top

The list below includes all MSRB registrants that have reported to the MSRB that they are effecting municipal securities transactions; this is not a complete list of all dealers registered with the MSRB. This list is provided to facilitate transaction reporting of municipal securities under MSRB Rule G-14, which requires dealers to report both customer and inter-dealer transactions to the MSRB using the four character (alpha) symbol assigned by NASDAQ.(Click here to see Rule G-14)

Inter-dealer Transactions: MSRB Rule G-14 requires dealers to report inter-dealer transactions to the MSRB through the Real Time Trade Matching (RTTM) system operated by the Depository Trust Clearing Corporation (DTCC). The procedures for reporting inter-dealer transactions require that dealers identify themselves and the contra-parties with which they are effecting transactions. Like the Real-Time Trade Reporting System (RTRS), the dealer identifiers used in the RTTM system must include the identifying (alpha) symbols assigned to each firm by NASDAQ. This is included in the field labeled "executing broker symbol.”  The list below is designed to help research the broker symbols of other dealers who effect municipal securities transactions and to confirm that the effecting firm is known by the MSRB under the correct company name and executing broker symbol.

Company Name
Show results
MSRB Number Company Name EBS ID Sort descending
A0877 B. RILEY WEALTH MANAGEMENT BRWM
A5618 BROAD STREET CAPITAL MARKETS LLC BSCM
A6121 BATES SECURITIES, INC. BSIB
A0105 J.P. MORGAN SECURITIES LLC BSSC
A2447 MOMENTUM INDEPENDENT NETWORK INC. BTSS
A6410 BUCKRAM SECURITIES LTD. BUCS
A0198 BUELL SECURITIES CORP. BUEL
A3627 LEVEL FOUR FINANCIAL, LLC BURT
A4867 BESTVEST INVESTMENTS, LTD. BVIS
A6566 BARCLAYS CAPITAL INC. BWEL
A0166 ALLIANT SECURITIES INC. BZTN
A4470 CABRERA CAPITAL MARKETS, LLC CABA
A4470 CABRERA CAPITAL MARKETS, LLC CABR
A7346 COPPER FINANCIAL CAFS
A6530 CRESCENT SECURITIES GROUP, INC. CAGI
A7050 CALDWELL SUTTER CAPITAL, INC. CALD
A6077 BOURNEHILL INVESTMENT SERVICES, INC. CALL
A2912 CALTON & ASSOCIATES, INC. CALT
A6947 CAMBRIA CAPITAL CAMC
A5503 APW CAPITAL, INC. CAMS
A6429 CANTOR FITZGERALD & CO. CANT
A5064 CAPITAL INVESTMENT BROKERAGE, INC. CAPB
A6913 CAPITAL CITY SECURITIES, LLC CAPC
A0232 CAPE SECURITIES, INC. CAPE
A3355 CAPITAL INVESTMENT GROUP, INC. CAPG